Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
DUDLEY PROBERT
1466335
FIRST ALLIED SECURITIES INC.
32444
DUDLEY PROBERT
1466335
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-09-13
D/A
$91,924.00
No
$0.00
No
2010-09-13
D/A
$29,928.00
No
$0.00
No
2010-08-10
D/A
$23,931.00
No
$0.00
No
2010-08-09
D/A
$58,641.00
No
$0.00
No
2010-08-09
D/A
$22,233.00
No
$0.00
No
2010-07-22
D/A
$17,261.00
No
$0.00
No
2010-05-12
D/A
$40,811.00
No
$0.00
No
2010-04-28
D/A
$38,943.00
No
$0.00
No
2010-04-09
D
$14,886.00
No
$0.00
No
2009-06-10
D/A
$142,091.00
Yes
$0.00
No