Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SENDERO SECURITIES, LLC
146627
SENDERO SECURITIES, LLC
146627
SENDERO SECURITIES, LLC
146627
SENDERO WEALTH MANAGEMENT, LLC
NONE
SENDERO SECURITIES, LLC
146627
SENDERO WEALTH MANAGEMENT, LLC
NONE
NONE
NONE
SENDERO SECURITIES, LLC
146627
SENDERO SECURITIES, LLC
146627
SENDERO SECURITIES, LLC
146627
NONE
NONE
SENDERO SECURITIES, LLC
146627
SENDERO SECURITIES, LLC
146627
SENDERO WEALTH MANAGEMENT, LLC
NONE
NONE
NONE
SENDERO SECURITIES, LLC
146627
NONE
NONE
SENDERO SECURITIES, LLC
146627
NONE
NONE
SENDERO SECURITIES, LLC
146627
NONE
NONE
SENDERRO SECURITIES, LLC
146627
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$3,827,093.00
Yes
$0.00
No
THE SPONSOR OF THE ISSUER NO LONGER COMPENSATES AMD, UMB OR SENDERO FOR SALES GOING FORWARD, BUT CONTINUES TO PAY A PORTION OF MANAGEMENT FEES AND INCENTIVE ALLOCATION FOR SALES MADE PRIOR TO THE TERMINATION OF THEIR RESPECTIVE AGREEMENTS.
D/A
$10,859,497.00
Yes
$0.00
No
THE SPONSOR OF THE ISSUER NO LONGER COMPENSATES AMD, UMB OR SENDERO FOR SALES GOING FORWARD, BUT CONTINUES TO PAY A PORTION OF MANAGEMENT FEES AND INCENTIVE ALLOCATION FOR SALES MADE PRIOR TO THE TERMINATION OF THEIR RESPECTIVE AGREEMENTS.
D/A
$3,805,959.00
Yes
$0.00
No
THE GENERAL PARTNER OF THE ISSUER NO LONGER COMPENSATES AMD, UMB OR SENDERO FOR SALES GOING FORWARD, BUT CONTINUES TO PAY A PORTION OF MANAGEMENT FEES AND INCENTIVE ALLOCATION FOR SALES MADE PRIOR TO THE TERMINATION OF THEIR RESPECTIVE AGREEMENTS.
D/A
$5,724,053.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$2,710,012.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$10,160,585.00
Yes
$0.00
No
THE SPONSOR OF THE ISSUER NO LONGER COMPENSATES AMD, UMB OR SENDERO FOR SALES GOING FORWARD, BUT CONTINUES TO PAY A PORTION OF MANAGEMENT FEES AND INCENTIVE ALLOCATION FOR SALES MADE PRIOR TO THE TERMINATION OF THEIR RESPECTIVE AGREEMENTS.
D/A
$3,609,200.00
Yes
$0.00
No
THE GENERAL PARTNER OF THE ISSUER NO LONGER COMPENSATES AMD, UMB OR SENDERO FOR SALES GOING FORWARD, BUT CONTINUES TO PAY A PORTION OF MANAGEMENT FEES AND INCENTIVE ALLOCATION FOR SALES MADE PRIOR TO THE TERMINATION OF THEIR RESPECTIVE AGREEMENTS.
D/A
$3,751,001.00
Yes
$0.00
No
THE SPONSOR OF THE ISSUER NO LONGER COMPENSATES AMD, UMB OR SENDERO FOR SALES GOING FORWARD, BUT CONTINUES TO PAY A PORTION OF MANAGEMENT FEES AND INCENTIVE ALLOCATION FOR SALES MADE PRIOR TO THE TERMINATION OF THEIR RESPECTIVE AGREEMENTS.
D/A
$5,704,953.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$2,699,485.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$9,548,802.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$3,454,470.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY- SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$3,672,603.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$5,662,117.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$2,232,372.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$3,358,472.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY- SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$3,623,781.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$9,282,254.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$1,037,470.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$5,616,029.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$1,617,085.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$10,561,561.00
No
$0.00
No
AS OF APRIL 2021 SENDERO SECURITIES, LLC NO LONGER ACTS AS SELLING AGENT FOR THE ISSUER.
D/A
$3,254,785.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY- SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$3,563,577.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$9,028,836.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$1,002,514.00
No
$0.00
No
D/A
$5,238,884.00
No
$0.00
No
D/A
$482,690.00
No
$0.00
No
D/A
$10,434,145.00
No
$0.00
No
D/A
$3,465,326.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$8,684,341.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$3,148,121.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY- SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$1,002,514.00
No
$0.00
No
D/A
$5,238,884.00
No
$0.00
No
D/A
$482,690.00
No
$0.00
No
D/A
$319,889.00
No
$0.00
No
D/A
$10,434,145.00
No
$0.00
No
D/A
$3,027,949.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$7,486,083.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$2,856,899.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY- SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$259,411.00
No
$0.00
No
D/A
$5,140,609.00
No
$0.00
No
D/A
$188,863.00
No
$0.00
No
D/A
$988,422.00
No
$0.00
No
D/A
$319,455.00
No
$0.00
No
D/A
$10,307,680.00
No
$0.00
No
D/A
$278,140.00
No
$0.00
No
D/A
$599,385.00
Yes
$0.00
Yes
D/A
$6,994,597.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11. HOWEVER, THE SPONSOR CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$2,713,982.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$2,841,076.00
Yes
$0.00
No
IM NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11. HOWEVER, IM CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$4,776,190.00
No
$0.00
No
D/A
$946,687.00
No
$0.00
No
D/A
$318,896.00
No
$0.00
No
D/A
$10,151,037.00
No
$0.00
No
D/A
$254,296.00
No
$0.00
No
D/A
$129,950.00
No
$0.00
No
D/A
$176,652.00
No
$0.00
No
D
$176,652.00
No
$0.00
No
D/A
$6,764,690.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11. HOWEVER, THE SPONSOR CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$2,637,190.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$2,755,382.00
Yes
$0.00
No
IM NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11. HOWEVER, IM CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES TO AMD ONLY-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$4,512,330.00
No
$0.00
No
D/A
$861,768.00
No
$0.00
No
D/A
$317,620.00
No
$0.00
No
D/A
$9,650,473.00
No
$0.00
No
D/A
$235,845.00
No
$0.00
No
D/A
$17,897.00
No
$0.00
No
D/A
$49,767.00
No
$0.00
No
D/A
$6,476,392.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$2,547,858.00
Yes
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$2,655,717.00
Yes
$0.00
No
IM NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO FROM 3/15/09.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$264,066.00
No
$0.00
No
D/A
$1,373,392.00
No
$0.00
No
D/A
$341,582.00
No
$0.00
No
D/A
$180,283.00
No
$0.00
No
D/A
$225,806.00
No
$0.00
No
D/A
$46,770.00
No
$0.00
No
D/A
$2,447,361.00
No
$0.00
No
GP NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO. FROM 3/15/09. SENDERO HAS NOT RECEIVED ANY SALES COMPENSATION TO DATE.
D/A
$2,553,397.00
No
$0.00
No
IM NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO. FROM 3/15/09. SENDERO HAS NOT RECEIVED ANY SALES COMPENSATION TO DATE.
D/A
$6,202,543.00
Yes
$0.00
No
SPONSOR NO LONGER COMPENSATES AMD OR UMB FOR SALES AFTER 3/1/11 BUT CONTINUES TO PAY A PORTION OF MGMT FEES + INCENTIVE ALLOCATION FOR PRIOR SALES-SEE ITEM 12. ITEM 15 REFLECTS INFO. FROM 3/15/09. SENDERO HAS NOT RECEIVED ANY SALES COMPENSATION TO DATE.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY ISSUER.
D/A
$0.00
No
$0.00
No
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$579,509.00
Yes
$0.00
Yes
D/A
$30,630.00
Yes
$0.00
Yes
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY ISSUER.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$23,162.00
Yes
$0.00
Yes
D/A
$23,162.00
Yes
$0.00
Yes
D/A
$549,649.00
Yes
$0.00
Yes
D/A
$23,162.00
Yes
$0.00
Yes
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D
$0.00
Yes
$0.00
Yes
NO COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER. THE FUND-S PLACEMENT AGENTS RECEIVE A PORTION OF THE MANAGEMENT FEE PAID TO THE FUND-S INVESTMENT MANAGER IN CONNECTION WITH INVESTORS INTRODUCED TO THE FUND BY THE PLACEMENT AGENTS.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$23,162.00
Yes
$0.00
Yes
D/A
$549,649.00
Yes
$0.00
Yes
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$0.00
No
$0.00
No
NO COMMISSION WAS PAID TO THE ISSUER.
D/A
$487,230.00
Yes
$0.00
Yes
D/A
$21,497.00
Yes
$0.00
Yes
D
$0.00
No
$0.00
No
NO COMMISSION WAS PAID BY THE ISSUER.