Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ORACLE CAPITAL SECURITIES, LLC
145868
NONE
NONE
ORACLE CAPITAL SECURITIES, LLC
145868
ORACLE CAPITAL SECURITIES, LLC
145868
ORACLE CAPITAL SECURITIES, LLC
145868
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-06-13
D/A
$100,000.00
Yes
$0.00
No
ORACLE CAPITAL SECURITIES, LLC WILL RECEIVE 10% OF ALL PROCEEDS AS A SALES COMMISSION.
2012-08-21
D/A
$167,350.00
Yes
$0.00
No
$167350 CASH COMMISSION; 37,467 SERIES A PREFERRED SHARES (ISSUABLE AT FINAL CLOSING); 203,417 WARRANTS TO PURCHASE SERIES A PREFERRED STOCK AT $0.75 EACH AND COMMON STOCK ISSUABLE UPON CONVERSION THEREOF.
2012-07-20
D/A
$95,000.00
Yes
$0.00
No
$95,000 CASH COMMISSION; 25,333 SERIES A PREFERRED SHARES (ISSUABLE AT FINAL CLOSING); 126,667 WARRANTS TO PURCHASE SERIES A PREFERRED STOCK AT $0.75 EACH AND COMMON STOCK ISSUABLE UPON CONVERSION THEREOF.
2012-07-03
D/A
$95,000.00
Yes
$0.00
No
$95,000 CASH COMMISSION; 25,333 SERIES A PREFERRED SHARES (ISSUABLE AT FINAL CLOSING); 126,667 WARRANTS TO PURCHASE SERIES A PREFERRED STOCK AT $0.75 EACH AND COMMON STOCK ISSUABLE UPON CONVERSION THEREOF.
2012-04-19
D/A
$45,000.00
Yes
$0.00
No
$45,000 CASH COMMISSION; 12,000 SERIES A PREFERRED SHARES (ISSUABLE AT FINAL CLOSING); 60,000 WARRANTS TO PURCHASE SERIES A PREFERRED STOCK AT $0.75 EACH AND COMMON STOCK ISSUABLE UPON CONVERSION THEREOF.
2012-03-30
D/A
$15,000.00
Yes
$0.00
No
$15,000 CASH COMMISSION; 4,000 SERIES A PREFERRED SHARES; 20,000 WARRANTS TO PURCHASE SERIES A PREFERRED STOCK AT $0.75 EACH AND COMMON STOCK ISSUABLE UPON CONVERSION THEREOF.