Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

EQUINOX SECURITIES
145790
ERIC D. HENRICKSON
2654413
NONE
NONE
EQUINOX SECURITIES INC.
145790
EQUINOX SECURITIES, INC.
145790
EQUINOX SECURITIES, INC.
145790
NONE
NONE
EQUINOX SECURITIES, INC.
145790
EQUINOX SECURITIES, INC.
145790
MELVIN PIRCHESKY
1143100
EQUINOX SECURITIES, INC.
145790
MELVIN PIRCHESKY
1143100
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$329,968.00
No
$0.00
No
COMMISSION IS CASH PD. EQUAL TO 5.5% OF AMT INVESTED BY NEW INVESTORS IDENTIFIED BY PLACEMENT AGENT ("AGGREGATE VALUE")PLUS EXPENSES. A NOTE EQUAL TO 2.5% OF AGGREGATE VALUE + WARRANT EQUAL TO 2% OF AGGREGATE VALUE WERE ISSUED ON FINAL CLOSING.
D
$368,650.00
Yes
$0.00
No
SALES COMMISSION TO BE PAID BY A COMBINATION OF EQUITY AND CASH.
D/A
$271,046.00
No
$0.00
No
COMMISSION IS CASH PD. TO PIRCHESKY = TO 5.5% OF AMT INVESTED BY NEW INVESTORS IDENTIFIED BY PIRCHESKY ("AGGREGATE VALUE")PLUS EXPENSES. A NOTE = TO 2.5% OF AGGREGATE VALUE + WARRANT = TO 2% OF AGGREGATE VALUE WILL BE ISSUED TO PIRCHESKY ON FINAL CLOSING.
D/A
$257,474.00
No
$0.00
No
COMMISSION IS CASH PD. TO PIRCHESKY = TO 5.5% OF AMT. INVESTED BY NEW INVESTORS IDENTIFIED BY PIRCHESKY ("AGGREGATE VALUE")PLUS EXPENSES.A NOTE = TO 2.5% OF AGGREGATE VALUE + WARRANT = TO 2% OF AGGREGATE VALUE WILL BE ISSUED TO PIRCHESKY ON FINAL CLOSING
D/A
$0.00
No
$0.00
No
IF MORE THAN $10M RAISED,5.5% OF AMOUNT INVESTED BY INVESTORS IDENTIFIED BY PIRCHESKY WHO WERE NOT PREVIOUS INVESTORS ("AGGREGATE VALUE"); NOTE EQUAL TO 2.5% OF AGGREGATE VALUE; WARRANT EQUAL TO 2% OF AGGREGATE VALUE.
D/A
$2,625.00
No
$0.00
No
D
$1,440,000.00
Yes
$0.00
Yes
D
$1,750.00
No
$0.00
No
D
$0.00
No
$80,000.00
Yes