Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SPECIALTY CAPITAL, LLC
144215
SPECIALTY CAPITAL, LLC
NONE
SPECIALTY CAPITAL, LLC
144215
SPECIALTY CAPITAL, LLC
144215
SPECIALTY CAPITAL, LLC
144215
SPECIALTY CAPITAL, LLC
144215
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-03-11
D/A
$67,062.00
Yes
$0.00
No
SALES COMMISSIONS PAID TO SPECIALTY CAPITAL, LLC BY HEADLANDS ASSET MANAGEMENT LLC, THE GENERAL PARTNER OF THE ISSUER, NOT PAID OUT OF PROCEEDS.
2011-01-11
D
$49,500.00
Yes
$0.00
No
SALES COMMISSIONS PAID TO SPECIALTY CAPITAL, LLC BY HEADLANDS ASSET MANAGEMENT LLC, THE GENERAL PARTNER OF THE ISSUER, NOT PAID OUT OF PROCEEDS.
2010-08-25
D
$25,000.00
Yes
$0.00
No
SALES COMMISSIONS PAID TO SPECIALTY CAPITAL,LLC BY HEADLANDS ASSET MANAGEMENT LLC, THE GENERAL PARTNER OF THE ISSUER, NOT PAID OUT OF PROCEEDS.
2010-03-29
D/A
$600,000.00
Yes
$0.00
No
2009-12-29
D/A
$600,000.00
Yes
$0.00
No
2009-09-28
D/A
$600,000.00
Yes
$0.00
No
2009-06-29
D/A
$600,000.00
Yes
$0.00
No