Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JERRI COLISH
1430491
CATO CAPITAL, LLC
133142
JERRIE S. COLISH
1430491
EMPIRE STATE FINANCIAL, INC.
5657
JERRIE SAUL COLISH
1430491
EMPIRE STATE FINANCIAL, INC.
5657
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-11-30
D/A
$162,500.00
No
$0.00
No
AMOUNT PAID WILL BE GENERALLY BASED ON A PERCENTAGE OF SUBSCRIPTIONS FROM REFERRED LIMITED PARTNERS.
2017-11-30
D/A
$57,000.00
No
$0.00
No
AMOUNT PAID WILL BE GENERALLY BASED ON A PERCENTAGE OF SUBSCRIPTIONS FROM REFERRED LIMITED PARTNERS.
2017-10-13
D/A
$5,000.00
Yes
$0.00
No
2016-08-02
D
$5,000.00
No
$0.00
No
2016-05-04
D/A
$92,000.00
Yes
$0.00
No
2015-09-30
D/A
$44,000.00
Yes
$0.00
No