Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
VANDERBILT SECURITIES, LLC
14280
People
Name
PHILIP STEWART MOREAU
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-11-02
D
$285,600.00
Yes
$0.00
No
AMOUNT PROVIDED ASSUMES $4,080,000 OF THE MAXIMUM OFFERING AMOUNT OF $6,800,000 IS RAISED THROUGH BROKER-DEALERS.