Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
ROUNDTABLE CAPITAL SERVICES LLC
142784
ROUNDTABLE CAPITAL SERVICES LLC
142784
ROUNDTABLE CAPITAL SERVICES LLC
142784
ROUNDTABLE CAPITAL SERVICES LLC
142784
ROUNDTABLE CAPITAL SERVICES LLC
142784
ROUNDTABLE CAPITAL SERVICES LLC
142784
TRUVVO CAPITAL SERVICES LLC
142784
TRUVVO CAPITAL SERVICES LLC
142784
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH
COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("TRUVVO") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY TRUVVO AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH
COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH
COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH
COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("ROUNDTABLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY ROUNDTABLE AND NOT BY THE FUND-S INVESTORS.
