Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALLEN, MOONEY + BARNES INVESTMENT ADVISORS
142619
ALLEN, MOONEY + BARNES INVESTMENT ADVISORS
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN,MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
NONE
NONE
ALLEN MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
142619
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-11
D
$0.00
No
$90,000.00
No
5% TO BROKERS
2026-02-03
D
$0.00
No
$243,750.00
Yes
FINDERS- FEES - 5% TO BROKERS
2024-11-13
D/A
$750,000.00
Yes
$0.00
No
2024-11-13
D/A
$750,000.00
Yes
$0.00
No
2023-09-28
D
$0.00
No
$5.00
No
5% TO BROKERS
2022-12-27
D
$1,000,000.00
Yes
$0.00
No
2022-12-27
D
$1,000,000.00
Yes
$0.00
No
2020-09-29
D/A
$0.00
No
$2.00
No
2020-09-10
D
$0.00
No
$2.00
No
2019-07-03
D
$0.00
No
$5.00
No
2018-12-19
D
$0.00
No
$5.00
No
5% TO BROKERS
2018-12-12
D
$0.00
No
$6.00
No
6% TO BROKERS
2018-12-06
D
$0.00
No
$0.00
No
2017-12-18
D
$0.00
No
$350,000.00
No
2017-11-14
D
$0.00
No
$350,000.00
No
BROKER DEALER FEE PAID TO ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
2017-07-27
D
$0.00
No
$50,000.00
No
2017-07-10
D
$50,000.00
No
$0.00
No
2016-07-19
D
$150,000.00
No
$0.00
No
2016-07-07
D
$0.00
No
$150,000.00
No
BROKER DEALER FEE PAID TO ALLEN, MOONEY + BARNES BROKERAGE SERVICES, LLC
2016-06-17
D/A
$150,000.00
No
$0.00
No
2016-04-11
D
$0.00
No
$0.00
No
2015-12-16
D
$150,000.00
No
$0.00
No
2015-08-11
D
$100,000.00
No
$0.00
No
2015-08-11
D
$150,000.00
No
$0.00
No
2015-08-11
D
$150,000.00
No
$0.00
No
2014-12-19
D
$0.00
No
$0.00
No
2014-11-07
D
$0.00
No
$0.00
No
2014-11-07
D
$0.00
No
$0.00
No
2014-11-07
D
$0.00
No
$0.00
No
2013-07-03
D
$270,000.00
No
$0.00
No