Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MC FINANCIAL SERVICES LTD.
23330
SCOTT MAYFIELD HARRINGTON
1423070
MC ASSET MANAGEMENT AMERICAS, LTD.
23330
SCOTT M. HARRINGTON
1423070
BOUSTED SECURITIES
141391
SCOTT HARRINGTON
1423070
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-06-13
D/A
$0.00
No
$30,000.00
No
MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE.
2024-06-04
D/A
$0.00
No
$30,000.00
No
MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE.
2023-05-12
D/A
$0.00
No
$30,000.00
No
MONTHLY MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE.
2023-05-12
D/A
$0.00
No
$30,000.00
No
MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE
2023-05-02
D/A
$0.00
No
$30,000.00
No
MONTHLY MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE.
2022-05-17
D/A
$0.00
No
$30,000.00
No
MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE
2022-05-02
D/A
$0.00
No
$30,000.00
No
MONTHLY MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE.
2021-06-01
D/A
$0.00
No
$35,000.00
No
MONTHLY MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE
2021-04-30
D/A
$0.00
No
$10,000.00
No
MONTHLY MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE.
2021-03-03
D/A
$0.00
No
$10,000.00
No
MONTHLY MARKETING FEE, REPRESENTS AMOUNT PAID TO DATE.
2015-09-04
D/A
$0.00
Yes
$0.00
Yes
SOME ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-12-16
D/A
$28,250.00
Yes
$0.00
No
2014-10-17
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2013-12-17
D/A
$91,091.00
Yes
$0.00
No
2012-11-16
D/A
$87,992.00
Yes
$0.00
No