Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRICOR FINANCIAL, LLC
142158
TRICOR FINANCIAL, LLC
142158
Companies
Company Name
ABBEY CAPITAL MULTI MANAGER FUND LTD
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-06-27
D/A
$7,640,955.00
Yes
$0.00
No
THE ISSUER HAS NOT PAID ANY COMMISSIONS TO TRICOR FINANCIAL LLC SINCE JANUARY 13,2016. SALES COMMISSIONS REPORTED ARE THOSE PAID UP TO MAY 31, 2016