Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SECURITIES AMERICA, INC.
10205
JAMES BETHEA
1420104
SECURITIES AMERICA, INC.
10205
JAMES T. BETHEA
1420104
SECURITIES AMERICA, INC
10205
JAMES BETHEA
1420104
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-16
D
$1,298,181.00
No
$0.00
No
2025-12-15
D
$387,915.00
No
$0.00
No
2023-12-19
D
$1,188,362.00
No
$0.00
No
2023-12-19
D
$362,401.00
No
$0.00
No
2022-12-13
D
$1,048,323.00
No
$0.00
No
2022-12-13
D
$318,224.00
No
$0.00
No
2021-12-08
D
$1,464,531.00
No
$0.00
No
2021-12-08
D
$418,235.00
No
$0.00
No
2020-12-28
D
$1,896,736.00
No
$0.00
No
2020-12-28
D
$496,090.00
No
$0.00
No
2019-12-12
D
$4,698,863.00
No
$0.00
No
2019-12-12
D
$999,459.00
No
$0.00
No
2018-12-07
D
$4,735,637.00
No
$0.00
No
2018-12-07
D
$938,977.00
No
$0.00
No
2017-12-18
D
$4,666,134.00
No
$0.00
No
2017-12-18
D
$885,263.00
No
$0.00
No
2016-12-08
D
$4,750,744.00
No
$0.00
No
2016-12-08
D
$857,490.00
No
$0.00
No
2015-12-11
D
$6,561,469.00
No
$0.00
No
2015-12-11
D
$1,108,546.00
No
$0.00
No
2014-12-05
D/A
$6,634,287.00
No
$0.00
No
2014-12-05
D/A
$1,041,773.00
No
$0.00
No
2013-12-11
D/A
$6,445,456.00
No
$0.00
No
2013-12-11
D
$6,445,456.00
No
$0.00
No
2013-12-04
D
$1,002,420.00
No
$0.00
No
2012-12-31
D
$6,098,520.00
No
$0.00
No
2012-12-31
D
$679,331.00
No
$0.00
No
2011-10-07
D
$5,635,005.00
No
$0.00
No
2011-10-05
D
$662,847.00
No
$0.00
No
2011-06-08
D/A
$0.00
No
$0.00
No
2010-08-09
D/A
$0.00
No
$0.00
No
2010-06-17
D/A
$4,708,034.00
No
$0.00
No
2010-06-17
D/A
$523,686.00
No
$0.00
No