Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
TED FRANSE
1418012
NI ADVISORS
134502
TED FRANSE
1418012
NI ADVISORS
134502
THEODORE HENRICKUS FRANSE
1418012
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-30
D/A
$448,293.00
Yes
$0.00
No
2024-06-20
D/A
$332,375.00
Yes
$0.00
No
2023-10-04
D
$154,125.00
Yes
$0.00
No
2023-07-05
D/A
$96,625.00
Yes
$0.00
No
2023-02-24
D/A
$37,088.00
Yes
$0.00
No
2009-09-21
D/A
$375,025.00
Yes
$0.00
No