Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
CHRIS HARNEY
1417453
ADVANCED EQUITIES INC.
35545
CHRIS HARNEY
1417453
ADVANCED EQUITIES, INC.
35545
CHRIS HARNEY
1417453
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2011-11-29
D/A
$1,034,505.00
No
$0.00
No
2011-11-29
D/A
$53,898.00
No
$0.00
No
2011-09-30
D/A
$48,232.00
No
$0.00
No
2011-09-26
D/A
$48,232.00
No
$0.00
No
2011-04-19
D/A
$222,842.00
No
$0.00
No
2011-04-19
D/A
$59,617.00
No
$0.00
No
2011-04-12
D
$38,007.00
No
$0.00
No
2011-04-12
D
$172,876.00
No
$0.00
No
2011-03-16
D/A
$214,339.00
No
$0.00
No
2011-03-07
D/A
$183,264.00
No
$0.00
No
2011-02-14
D/A
$123,660.00
No
$0.00
No
2011-02-07
D/A
$68,343.00
No
$0.00
No
2011-01-31
D
$26,405.00
No
$0.00
No
2011-01-25
D/A
$1,026,016.00
No
$0.00
No
2010-12-27
D/A
$601,536.00
No
$0.00
No