Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRANSAMERICA FINANCIAL ADVISORS, INC.
16164
THOMAS J. MINNELLA, JR.
1412546
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-02-21
D/A
$395,538.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-08-23
D/A
$812,380.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-07-24
D/A
$812,380.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.