Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
UNION SQUARE ADVISORS, LLC
141254
NONE
NONE
UNION SQUARE ADVISORS LLC
141254
NONE
NONE
UNION SQUARE ADVISORS LLC
141254
UNION SQUARE ADVISORS LLC
141254
UNION SQUARE ADVISORS LLC
141254
PHILLIP JOOYERN KIM
3107012
UNION SQUARE ADVISORS LLC
141254
JACOB A TINKLER
7985580
UNION SQUARE ADVISORS LLC
141254
CHRISTOPHER APPANEAL
5370385
UNION SQUARE ADVISORS LLC
141254
PEYTON SMITH
7892757
UNION SQUARE ADVISORS LLC
141254
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-06-18
D/A
$1,000,000.00
No
$0.00
No
2025-06-18
D/A
$1,000,000.00
No
$0.00
No
2023-10-16
D/A
$0.00
No
$1,550,000.00
Yes
ESTIMATED FINDER-S FEE INCLUDES: ENGAGEMENT FEE, SALES TRANSACTION FEE, AND AN OFFERING FEE.
2022-06-30
D/A
$0.00
No
$1,550,000.00
Yes
ESTIMATED FINDER-S FEE INCLUDES: ENGAGEMENT FEE, SALES TRANSACTION FEE, AND AN OFFERING FEE.
2022-05-25
D
$0.00
No
$1,550,000.00
Yes
ESTIMATED FINDER-S FEE INCLUDES: ENGAGEMENT FEE, SALES TRANSACTION FEE, AND AN OFFERING FEE.
2018-08-16
D
$3,200,000.00
No
$0.00
No
2017-02-07
D
$750,000.00
No
$0.00
No
2011-08-03
D
$1,500,000.00
No
$0.00
No