Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FRONTIER SOLUTIONS, LLC
136102
JEFFREY BECK
1408965
FRONTIER SOLUTIONS, LLC
136102
JEFF BECK
1408965
FRONTIER SOLUTIONS, LLC
136102
JEFF BECK
1408965
JEFFREY HALEY BECK
1408965
FRONTIER SOLUTIONS, LLC
136102
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-07-13
D/A
$435,000.00
Yes
$0.00
No
2017-03-30
D/A
$402,500.00
Yes
$0.00
No
2017-03-22
D/A
$0.00
No
$30,000.00
No
2016-05-23
D/A
$370,000.00
Yes
$0.00
No
2016-04-13
D
$370,000.00
Yes
$0.00
No
2014-05-13
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2013-08-01
D/A
$1,000,000.00
Yes
$0.00
No
ESTIMATE OF COMMISSIONS FOR NEXT 12 MONTHS, BASED ON ANTICIPATED SALES EFFORTS.
2013-05-13
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2012-07-31
D/A
$1,000,000.00
Yes
$0.00
No
ESTIMATE OF COMMISSIONS FOR NEXT 12 MONTHS, BASED ON ANTICIPATED SALES EFFORTS.
2012-04-06
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2011-03-25
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.