Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
ALAN R. KONN
1406973
UHLMANN PRICE SECURITIES, LLC
42854
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$4,000.00
Yes
$0.00
No
THE INVESTMENT MANGER COMPENSATES SEVERAL EMPLOYEES OF THE BROKER-DEALER LISTED IN RESPONSE TO ITEM 12 FOR SALES OF INTERESTS IN THE FUND.
D/A
$4,500.00
Yes
$0.00
No
THE INVESTMENT MANGER COMPENSATES SEVERAL EMPLOYEES OF THE BROKER-DEALER LISTED IN RESPONSE TO ITEM 12 FOR SALES OF INTERESTS IN THE FUND.
