Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
JOHN FRANCZAK
1402423
FIRST ALLIED SECURITIES INC.
32444
JOHN FRANCZAK
1402423
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-01
D/A
$1,029,642.00
No
$0.00
No
2009-08-04
D/A
$257,651.00
Yes
$0.00
No
2009-05-14
D/A
$255,022.00
Yes
$0.00
No
2009-05-14
D/A
$91,050.00
Yes
$0.00
No