Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RICHARD GERNERT
1392896
IROQUOIS CAPITAL ADVISORS, LLC
145225
IROQUOIS CAPITAL ADVISORS, LLC
145235
GERNERT, JR., RICHARD T.
1392896
RICHARD T. GERNERT
1392896
IROQUOIS CAPITAL ADVISORS, LLC
145235
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-02-05
D
$2,100,000.00
No
$0.00
No
2012-11-13
D
$12,200.00
Yes
$0.00
No
2011-02-14
D/A
$6,250.00
No
$0.00
No
2011-02-08
D
$6,250.00
No
$0.00
No