Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
AGECROFT PARTNERS, LLC
139227
NONE
NONE
AGECROFT PARTNERS LLC
139227
AGECROFT PARTNERS LLC
139227
AGECROFT PARTNERS LLC
139227
NONE
NONE
AGECROFT PARTNERS LLC
139227
AGECROFT PARTNERS, LLC
139227
DONALD A. STEINBRUGGE
1285324
AGECROFT PARTNERS, LLC
139227
NONE
NONE
NONE
NONE
AGECROFT PARTNERS LLC
139227
AGECROFT PARTNERS, LLC
139227
ANDREW FELDMAN
1147411
AGECROFT PARTNERS, LLC
139227
ANDREW R. FELDMAN
1147411
NONE
NONE
AGECROFT PARTNERS, LLC
139227
NONE
NONE
AGECROFT PARTNERS, LLC
139227
AGECROFT PARTNERS, LLC
139227
N/A
NONE
AGECROFT PARTNERS, LLC
139227
AGECROFT PARTNERS, LLC
139227
AGECROFT PARTNERS, LLC
139227
DON STEINBRUGGE
1285324
NONE
NONE
AGECROFT PARTNER, LLC
139227
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$20,000.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC, AND A PORTION OF THEIR MANAGEMENT FEES TO J.P. MORGAN SECURITIES LLC.
D/A
$32,000.00
Yes
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC, AND A PORTION OF THEIR MANAGEMENT FEES TO J.P. MORGAN SECURITIES LLC.
D/A
$0.00
No
$0.00
No
CALLODINE CAPITAL PARTNERS, LLC AND CALLODINE CAPITAL MANAGEMENT, LP (AFFILIATES OF THE ISSUER) HAVE ENTERED INTO A PLACEMENT AGENT AGREEMENT WITH THE ENTITIES NAMED IN ITEM 12 AND WILL BE RESPONSIBLE FOR PAYING ANY COMMISSIONS OWED.
D/A
$24,150,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,400,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$2,800,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$5,621,320.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY ALPHAQUEST LLC.
D/A
$0.00
No
$9,479,725.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY ALPHAQUEST LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$0.00
No
CALLODINE CAPITAL PARTNERS, LLC AND CALLODINE CAPITAL MANAGEMENT, LP (AFFILIATES OF THE ISSUER) HAVE ENTERED INTO A PLACEMENT AGENT AGREEMENT WITH THE ENTITIES NAMED IN ITEM 12 AND WILL BE RESPONSIBLE FOR PAYING ANY COMMISSIONS OWED.
D/A
$24,050,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$2,750,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,350,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$8,442,263.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$5,150,179.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$0.00
No
CALLODINE CAPITAL PARTNERS, LLC AND CALLODINE CAPITAL MANAGEMENT, LP (AFFILIATES OF THE ISSUER) HAVE ENTERED INTO A PLACEMENT AGENT AGREEMENT WITH THE ENTITIES NAMED IN ITEM 12 AND WILL BE RESPONSIBLE FOR PAYING ANY COMMISSIONS OWED.
D/A
$24,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,300,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$2,700,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$48,881.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PROPERLY REGISTERED BROKER DEALERS MAY RECEIVE A PORTION OF THE FEES PAID TO THE INVESTMENT MANAGER OF THE ISSUER.
D/A
$0.00
No
$5,700,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$1,852,295.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$2,051,170.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$5,600,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$550,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$20,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$2,650,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,250,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$19,934.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D/A
$0.00
No
$0.00
No
SHAREHOLDERS MAY BE CHARGED A FEE OF UP TO 1% OF THE INVESTMENT AMOUNT WHICH MAY BE ADJUSTED OR WAIVED AT THE DISCRETION OF THE DIRECTORS. NO FRONT END FEE IS CHARGED AT THE MASTER FUND LEVEL.
D
$0.00
No
$2,450,663.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$1,852,295.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$5,400,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$18,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$510,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,200,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$2,600,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$19,934.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$14,388,560.00
No
$0.00
No
PARK HILL GROUP LLC IS A SUBSIDIARY OF PJT PARTNERS LP (CRD # 171058).
D/A
$0.00
No
$5,200,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$0.00
No
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$425,507.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$600,371.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$17,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$500,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,100,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$2,500,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$19,934.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$14,388,560.00
No
$0.00
No
PARK HILL GROUP LLC IS A SUBSIDIARY OF PJT PARTNERS LP (CRD# 171058).
D/A
$0.00
No
$4,600,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$0.00
No
THE IM HAS ENTERED INTO A SALES AGREEMENT WITH AGECROFT PARTNERS, LLC, HOWEVER THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$0.00
No
$0.00
No
THE IM HAS ENTERED INTO A SALES AGREEMENT WITH AGECROFT PARTNERS, LLC, HOWEVER THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$0.00
No
$4,400,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D
$2,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$1,021,261.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$4,300,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$471,324.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$16,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$500,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$4,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT AND INCENTIVE FEES PAYABLE BY THE ISSUER, AS FURTHER DISCLOSED IN THE ISSUER-S AGREEMENT OF LIMITED PARTNERSHIP.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$19,934.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
THE IM HAS ENTERED INTO A SALES AGREEMENT WITH AGECROFT PARTNERS, LLC, HOWEVER THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$0.00
No
$0.00
No
THE IM HAS ENTERED INTO A SALES AGREEMENT WITH AGECROFT PARTNERS, LLC, HOWEVER THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$0.00
No
$232,254.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$702,911.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D
$3,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENT ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD. AND NOT THE ISSUER. THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$4,000,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$10,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$600,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT AND INCENTIVE FEES PAYABLE BY THE ISSUER, AS FURTHER DISCLOSED IN THE ISSUER-S AGREEMENT OF LIMITED PARTNERSHIP.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$19,934.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT AND INCENTIVE FEES PAYABLE BY THE ISSUER, AS FURTHER DISCLOSED IN THE ISSUER-S AGREEMENT OF LIMITED PARTNERSHIP.
D/A
$0.00
No
$0.00
No
THE IM HAS ENTERED INTO A SALES AGREEMENT WITH AGECROFT PARTNERS, LLC, HOWEVER THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$0.00
No
$0.00
No
THE IM HAS ENTERED INTO A SALES AGREEMENT WITH AGECROFT PARTNERS, LLC, HOWEVER THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$60,000.00
Yes
$0.00
Yes
STILLPOINT CAPITAL LLC RECEIVES A PERCENTAGE OF THE MANAGEMENT FEE AND THE PERFORMANCE DISTRIBUTIONS. KENMAR SECURITIES, LLC IS PAID A PERCENTAGE OF THE TOTAL CAPITAL COMMITMENT MADE BY INVESTORS IT INTRODUCES TO THE CROW HILL FUND, LP.
D/A
$0.00
No
$28,153.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
No
$325,436.00
No
FINDERS- FEES ARE PAID TO LICENSED BROKERS FROM FEES EARNED BY QUEST PARTNERS LLC.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$3,500,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$400,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$10,000,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$19,934.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT AND INCENTIVE FEES PAYABLE BY THE ISSUER, AS FURTHER DISCLOSED IN THE ISSUER-S AGREEMENT OF LIMITED PARTNERSHIP.
D/A
$0.00
No
$3,000,000.00
Yes
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES FROM-INCEPTION AMOUNTS PAID IN PRIOR YEARS AND AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$0.00
No
THE ISSUER IS IN THE PROCESS OF ENTERING INTO A SALES AGREEMENT. SALES HAVE NOT YET COMMENCED AND THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$0.00
No
$0.00
No
THE ISSUER IS IN THE PROCESS OF ENTERING INTO A SALES AGREEMENT. SALES HAVE NOT YET COMMENCED AND THERE ARE NO ESTIMATED COMMISSIONS OR FEES TO REPORT AT THIS TIME.
D/A
$60,000.00
Yes
$0.00
Yes
STILLPOINT CAPITAL LLC RECEIVES A PERCENTAGE OF THE MANAGEMENT FEE AND THE PERFORMANCE DISTRIBUTIONS. KENMAR SECURITIES, LLC IS PAID A PERCENTAGE OF THE TOTAL CAPITAL COMMITMENT MADE BY INVESTORS IT INTRODUCES TO THE CROW HILL FUND, LP.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$5,500,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$500,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
No
$29,000.00
Yes
ANNUALLY, AS A PERCENTAGE OF MANAGEMENT FEES. ACCRUED FEES FOR PRIOR YEAR DISCLOSED ABOVE.
D/A
$0.00
No
$12,000.00
Yes
ANNUALLY, AS A PERCENTAGE OF MANAGEMENT FEES. ACCRUED FEES FOR PRIOR YEAR DISCLOSED ABOVE.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$19,934.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$50,000.00
Yes
FINDER-S FEE PAID TO THE THIRD-PARTY SOLICITOR WILL BE BASED ON RELEVANT INVESTOR-S CAPITAL ACCOUNT BALANCE OVER TIME. THE AMOUNT PROVIDED IS AN ESTIMATE OF THE MAXIMUM AMOUNT OF FINDER-S FEES THAT ARE REASONABLY EXPECTED TO BE PAID ON AN ANNUAL BASIS.
D/A
$500,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST THE MANAGEMENT AND INCENTIVE FEES PAYABLE BY THE ISSUER, AS FURTHER DISCLOSED IN THE ISSUER-S AGREEMENT OF LIMITED PARTNERSHIP.
D/A
$60,000.00
Yes
$0.00
Yes
STILLPOINT CAPITAL LLC RECEIVES A PERCENTAGE OF THE MANAGEMENT FEE AND THE PERFORMANCE DISTRIBUTIONS. KENMAR SECURITIES, LLC IS PAID A PERCENTAGE OF THE TOTAL CAPITAL COMMITMENT MADE BY INVESTORS IT INTRODUCES TO THE CROW HILL FUND, LP.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$2,800,000.00
Yes
$0.00
No
ANY FEES PAID TO THE PLACEMENT AGENTS ARE BORNE BY PILLAR CAPITAL MANAGEMENT LTD AND NOT THE ISSUER. THE ESTIMATE ALSO INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
Yes
$0.00
Yes
THE INVESTMENT MANAGER OF THE ISSUER AND ITS AFFILIATES PAY A PORTION OF THEIR MANAGEMENT FEES AND INCENTIVE ALLOCATION RECEIVED FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE MANAGEMENT COMPANY (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
D/A
$11,248.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
Yes
$0.00
Yes
THE GENERAL PARTNER OF THE ISSUER PAYS A PORTION OF THE MANAGEMENT FEES IT RECEIVES FROM THE ISSUER TO AGECROFT PARTNERS, LLC.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$87,275.00
Yes
$0.00
No
NEITHER MERRILL LYNCH, BARBARA DORAN NOR AGECROFT PARTNERS, LLC CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$737,668.00
Yes
$0.00
No
NEITHER MERRILL LYNCH, BARBARA DORAN NOR AGECROFT PARTNERS, LLC CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
Yes
$0.00
Yes
THE PERSON LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
D/A
$737,668.00
Yes
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2003. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$87,275.00
Yes
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2004. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$1,062,087.00
Yes
$0.00
No
PREVIOUS FIGURE INCLUDED US PAYMENTS RELATING TO SEPARATELY MANAGED ACCOUNTS FOR WHICH ASPECT CAPITAL LTD. ACTS AS TRADING ADVISOR. IT HAS BEEN REVISED TO MORE ACCURATELY REPRESENT COMMISSIONS PAID IN RELATION TO THIS FUND SINCE INCEPTION.
D/A
$1,062,087.00
Yes
$0.00
No
PREVIOUS FIGURE INCLUDED US PAYMENTS RELATING TO SEPARATELY MANAGED ACCOUNTS FOR WHICH ASPECT CAPITAL LTD. ACTS AS TRADING ADVISOR. IT HAS BEEN REVISED TO MORE ACCURATELY REPRESENT COMMISSIONS PAID IN RELATION TO THIS FUND SINCE INCEPTION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$83,539.00
Yes
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2004. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$727,504.00
Yes
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2003. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
No
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$853,539.00
Yes
$0.00
No
PREVIOUS FIGURE INCLUDED US PAYMENTS RELATING TO SEPARATELY MANAGED ACCOUNTS FOR WHICH ASPECT CAPITAL LTD. ACTS AS TRADING ADVISOR. IT HAS BEEN REVISED TO MORE ACCURATELY REPRESENT COMMISSIONS PAID IN RELATION TO THIS FUND SINCE INCEPTION.
D/A
$622,073.00
Yes
$0.00
Yes
PREVIOUS FIGURE INCLUDED US PAYMENTS RELATING TO SEPARATELY MANAGED ACCOUNTS FOR WHICH ASPECT CAPITAL LTD. ACTS AS TRADING ADVISOR. IT HAS BEEN REVISED TO MORE ACCURATELY REPRESENT COMMISSIONS PAID IN RELATION TO THIS FUND SINCE INCEPTION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$567,133.00
Yes
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2003. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$9,342.00
Yes
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2004. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$0.00
No
$255,782.00
No
AMOUNT REPRESENTS AMOUNT PAID TO DATE. FINDERS RECEIVE A PERCENTAGE OF THE GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
D/A
$0.00
No
$1,420.00
No
AMOUNT REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF THE MANAGER-S INVESTMENT MANAGEMENT FEES AND PERFORMANCE ALLOCATIONS.
D/A
$0.00
No
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2004. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
D/A
$538,040.00
Yes
$0.00
No
NO FEES HAVE BEEN PAID TO MERRILL LYNCH SINCE NOVEMBER 2008. NO FEES HAVE BEEN PAID TO BARBARA DORAN SINCE 2003. NEITHER MERRILL LYNCH NOR BARBARA DORAN CURRENTLY SOLICITS FOR THE ISSUER.
