Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FALCONBRIDGE CAPITAL MARKETS, LLC
139170
ANDREW COONEY
2319084
FALCONBRIDGE CAPITAL MARKETS, LLC
139170
BENNETT COLE
2844832
FALCONBRIDGE CAPITAL MARKETS, LLC
139170
STEPHEN GEIS
2669296
FALCONBRIDGE CAPITAL MARKETS, LLC
139170
STEPHEN GEIS
2669296
FALCONBRIDGE CAPITAL MARKETS, LLC
139170
BENNETT COLE
2844832
FALCONBRIDGE CAPITAL MARKETS, LLC
139170
ANDREW COONEY
2319084
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-09-26
D/A
$175,750.00
No
$0.00
No
2013-12-05
D/A
$145,750.00
No
$0.00
No
2013-07-15
D
$612,500.00
No
$0.00
No
PAID TO FALCONBRIDGE CAPITAL MARKETS, LLC
2012-09-13
D
$500,000.00
Yes
$0.00
No
SALES COMMISSION ESTIMATE BASED ON A COMMISSION PERCENTAGE OF 2.5% AND AN ESTIMATED $20,000,000 IN FUND INTERESTS SOLD.