Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PICKWICK CAPITAL PARTNERS LLC
139114
PAUL RABINOVITCH
5925318
PICKWICK CAPITAL PARTNERS LLC
139114
PAUL RABINOVITCH
5925318
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-23
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2026-03-23
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2026-03-23
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2026-03-23
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2026-03-23
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2026-03-23
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2025-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2025-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2025-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2025-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2025-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2025-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2024-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2024-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2024-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2024-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2024-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2024-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2023-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2023-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2023-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2023-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2023-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2023-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2022-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2022-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2022-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2022-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2022-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2022-03-21
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2021-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2021-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2021-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2021-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2021-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2021-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2020-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2020-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2020-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2020-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2020-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2020-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2019-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2019-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2019-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2019-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2019-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2019-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2018-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2018-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2018-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2018-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS AND/OR FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEE AND/OR PERFORMANCE ALLOCATIONS.
2018-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.
2018-03-19
D/A
$0.00
No
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE CERTAIN FEES, INCLUDING A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS.