Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
MIDDLEMARK PARTNERS LLC
1388189
YORK STOCKBROKERS, INC.
102740
PETER J. BOUYOUCOS
1388189
SEEDCHANGE EXECUTION SERVICES INC.
165587
PETER J. BOUYOUCOS
1388189
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$43,000.00
No
$0.00
No
PLACEMENT AGENTS WILL GENERALLY RECEIVE A PERCENTAGE OF CERTAIN REVENUES PAYABLE TO THE GENERAL PARTNER OR AN AFFILIATE IN SUCH AMOUNTS AS IS DETERMINED OVER TIME. PLACEMENT AGENT FEES TOTALLING $43,000 WERE PAID TO ARTIST CAPITAL INC.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENTS WILL GENERALLY RECEIVE A PERCENTAGE OF CERTAIN REVENUES PAYABLE TO THE GENERAL PARTNER OR AN AFFILIATE IN SUCH AMOUNTS AS IS DETERMINED OVER TIME.
