Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AMERICAN PORTFOLIO FINANCIAL SVCS
18487
ROHN HEIN
1386094
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
18487
ROHN HEIN
1386094
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-03-07
D/A
$866,883.00
Yes
$0.00
No
2019-01-18
D/A
$866,883.00
Yes
$0.00
No
2018-11-19
D/A
$866,883.00
Yes
$0.00
No
2018-10-30
D/A
$3,246,065.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-10-10
D/A
$866,883.00
Yes
$0.00
No
2018-10-04
D/A
$3,246,065.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-09-24
D/A
$3,246,065.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.
2018-09-12
D/A
$3,246,065.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEE THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS.