Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWPORT COAST SECURITIES, INC.
16944
SCOT BARRINGER
1385168
NEWPORT COAST SECURITIES, INC.
16944
SCOTT BARRINGER
1385168
WESTPARK CAPITAL, INC.
39914
SCOTT BARRINGER
1385168
WESTPARK CAPITAL, INC.
39914
SCOT BARRINGER
1385168
AMERICAN TRUST INVESTMENT SVCS INC
3001
SCOT BARRINGER
1385168
AMERICAN TRUST INVESTMENT SERVICES, INC.
3001
SCOT BARRINGER
1385168
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-10-27
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-07-29
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-07-16
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-07-08
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-06-20
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-06-03
D/A
$4,636,463.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
2025-01-15
D/A
$9,472,546.00
Yes
$0.00
No
2024-09-25
D/A
$8,740,104.00
Yes
$0.00
No
2023-09-27
D/A
$13,500,000.00
Yes
$0.00
No
2020-05-20
D/A
$3,753,712.00
Yes
$0.00
No
2020-04-28
D/A
$2,138,923.00
Yes
$0.00
No
2020-04-23
D/A
$2,723,400.00
Yes
$0.00
No
2011-08-24
D/A
$16,000,000.00
Yes
$0.00
No
2010-08-13
D/A
$16,000,000.00
Yes
$0.00
No