Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GAR WOOD SECURITIES, LLC
138033
GAR WOOD SECURITIES, LLC
138033
GARWOOD SECURITIES, LLC
NONE
NONE
NONE
GARWOOD SECURITIES LLC
138033
GAR WOOD SECURITIES, LLC
138033
JONATHAN L. ENDE
2071585
GAR WOOD SECURITIES LLC
138033
GAR WOOD SECURITIES LLC
138033
NONE
NONE
GAR WOOD SECURITIES LLC
138033
GAR WOOD SECURITIES, LLC
138033
GAR WOOD SECURITIES, LLC
138033
GAR WOOD SECURITIES, LLC
138033
ELLIE SARMADI
5343254
GAR WOOD SECURITIES, LLC
138033
GAR WOOD SECURITIES, LLC
138033
NONE
NONE
GAR WOOD SECURITIES, LLC
138033
ROBERT STANTON JERSEY
1592359
GAR WOOD SECURITIES, LLC
138033
NONE
NONE
GAR WOOD SECURITIES, LLC
138033
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-07-09
D/A
$0.00
Yes
$0.00
Yes
COMMISSIONS EQUAL TO 20% OF ANY MANAGEMENT FEES OR CARRIED INTEREST PAID TO THE GENERAL PARTNER.
2025-08-15
D/A
$0.00
Yes
$0.00
Yes
COMMISSIONS EQUAL TO 20% OF ANY MANAGEMENT FEES OR CARRIED INTEREST PAID TO THE GENERAL PARTNER.
2025-02-04
D/A
$0.00
Yes
$0.00
Yes
2025-01-02
D/A
$0.00
Yes
$0.00
Yes
2024-09-23
D/A
$231,281.00
Yes
$0.00
Yes
2024-09-23
D/A
$1,076,706.00
Yes
$0.00
Yes
2024-07-30
D
$0.00
Yes
$0.00
Yes
COMMISSIONS EQUAL TO 20% OF ANY MANAGEMENT FEES OR CARRIED INTEREST PAID TO THE GENERAL PARTNER.
2023-12-13
D/A
$0.00
Yes
$0.00
Yes
2023-09-28
D/A
$207,942.00
Yes
$0.00
No
2023-09-28
D/A
$869,842.00
Yes
$0.00
Yes
2022-12-20
D/A
$199,888.00
Yes
$0.00
No
2022-12-16
D/A
$816,276.00
Yes
$0.00
Yes
2022-12-08
D/A
$0.00
Yes
$0.00
Yes
2022-01-04
D
$100,000.00
Yes
$0.00
No
GAR WOOD SECURITIES, LLC WILL RECEIVE THE FOLLOWING COMPENSATION FOR RAISING $2.5M OF THE $3M OFFERING; (1) 5% OF SALE OF SECURITIES (NOT TO EXCEED $100,000), AND (2) WARRANTS EQUAL TO 5% OF VALUE OF SECURITIES SOLD.
2021-12-14
D/A
$0.00
Yes
$0.00
Yes
2021-12-13
D/A
$635,658.00
Yes
$0.00
Yes
2021-12-13
D/A
$191,992.00
Yes
$0.00
No
2021-12-09
D/A
$0.00
Yes
$0.00
Yes
2020-12-07
D/A
$0.00
Yes
$0.00
Yes
2020-10-02
D/A
$463,133.00
Yes
$0.00
Yes
2020-10-02
D/A
$191,278.00
Yes
$0.00
No
2020-01-16
D/A
$614,858.00
Yes
$0.00
Yes
2020-01-16
D/A
$6,882,012.00
Yes
$0.00
Yes
2020-01-16
D/A
$0.00
No
$0.00
No
THOUGH MARKETERS/PLACEMENT AGENTS HAVE BEEN ENGAGED, NO COMPENSATION HAS BEEN PAID.
2019-10-21
D/A
$0.00
Yes
$0.00
Yes
2019-07-12
D/A
$183,107.00
Yes
$0.00
No
2019-07-12
D/A
$378,686.00
Yes
$0.00
Yes
2018-11-06
D/A
$0.00
Yes
$0.00
Yes
2018-06-25
D/A
$164,476.00
Yes
$0.00
No
2018-06-25
D/A
$354,670.00
Yes
$0.00
Yes
2018-06-18
D/A
$0.00
No
$0.00
No
THOUGH MARKETERS/PLACEMENT AGENTS HAVE BEEN ENGAGED, NO COMPENSATION HAS BEEN PAID.
2018-06-18
D/A
$7,808,956.00
Yes
$0.00
Yes
2018-06-18
D/A
$599,318.00
Yes
$0.00
Yes
2018-05-02
D/A
$8,182.00
No
$0.00
No
THE AMOUNT OF SALES COMMISSION REFLECTS A SHARED SUM.
2018-01-03
D/A
$0.00
Yes
$0.00
Yes
2017-10-23
D/A
$0.00
No
$0.00
No
CURRENTLY, A SPLIT OF MANAGEMENT COMPENSATION MAY BE SHARED, NOT NECESSARILY A SET DOLLAR AMOUNT.
2017-06-20
D/A
$95,594.00
Yes
$0.00
No
2017-06-20
D/A
$206,543.00
Yes
$0.00
Yes
2017-04-27
D/A
$348,257.00
No
$0.00
No
2016-10-26
D/A
$0.00
No
$0.00
No
CURRENTLY, A SPLIT OF MANAGEMENT COMPENSATION MAY BE SHARED, NOT NECESSARILY A SET DOLLAR AMOUNT.
2016-04-28
D/A
$357,805.00
No
$0.00
No
2016-04-26
D/A
$357,805.00
No
$0.00
No
2015-10-28
D/A
$0.00
No
$0.00
No
CURRENTLY, A SPLIT OF MANAGEMENT COMPENSATION MAY BE SHARED, NOT NECESSARILY A SET DOLLAR AMOUNT.
2015-07-14
D/A
$0.00
No
$0.00
No
CURRENTLY, A SPLIT OF MANAGEMENT COMPENSATION MAY BE SHARED, NOT NECESSARILY A SET DOLLAR AMOUNT.
2015-07-14
D/A
$0.00
No
$0.00
No
CURRENTLY, A SPLIT OF MANAGEMENT COMPENSATION MAY BE SHARED, NOT NECESSARILY A SET DOLLAR AMOUNT.
2015-04-27
D/A
$471,954.00
No
$0.00
No
2015-04-27
D/A
$471,954.00
No
$0.00
No
2014-07-22
D/A
$0.00
No
$0.00
No
CURRENTLY, A SPLIT OF MANAGEMENT COMPENSATION MAY BE SHARED, NOT NECESSARILY A SET DOLLAR AMOUNT.
2014-07-14
D/A
$0.00
No
$0.00
No
CURRENTLY, A SPLIT OF MANAGEMENT COMPENSATION MAY BE SHARED, NOT NECESSARILY A SET DOLLAR AMOUNT.
2013-12-11
D/A
$400,382.00
Yes
$0.00
No
2013-10-25
D/A
$400,382.00
Yes
$0.00
No
2013-10-25
D/A
$400,382.00
Yes
$0.00
No
2013-09-20
D/A
$0.00
No
$4,648,601.00
Yes
2013-09-20
D/A
$0.00
Yes
$1,586,077.00
Yes
2013-09-19
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/FIRMS LISTED IN ITEM 12 RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND/OR PERFORMANCE ALLOCATIONS OF THE INVESTMENT MANAGER AND ITS AFFILIATES.
2012-06-25
D
$9,527.00
No
$0.00
No
2011-09-14
D
$0.00
No
$108,000.00
No
2011-04-11
D/A
$400,382.00
Yes
$0.00
No
2011-04-11
D/A
$79,800.00
Yes
$0.00
No
NO SALES COMMISSIONS OR FINDER-S FEES ARE PAID BY THE PARTNERSHIP. ALL SALES COMMISSIONS AND/OR FINDER-S FEES ARE PAID FROM THE INCENTIVE ALLOCATION OF THE GENERAL PARTNER OR MANAGEMENT FEE OF THE INVESTMENT MANAGER.
2011-03-30
D
$604,400.00
No
$0.00
No
2011-02-03
D/A
$0.00
No
$0.00
No
2010-07-19
D
$175,000.00
Yes
$0.00
No
2010-02-05
D
$45,464.00
Yes
$0.00
No