Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LSY, INC. DBA AMERICAN INVESTORS COMPANY INC
38
A J HOUSTON
1379223
AMERICAN INVESTORS COMPANY
38
ALBERT J. HOUSTON
1379223
LSY, INC. DBA AMERICAN INVESTORS COMPANY INC.
38
A. J. HOUSTON
1379223
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-08-08
D
$1,200,000.00
Yes
$0.00
No
2014-09-18
D/A
$818,130.00
No
$0.00
No
2014-09-02
D/A
$818,130.00
No
$0.00
No
2013-12-30
D/A
$567,150.00
No
$0.00
No
2011-12-30
D/A
$1,166,210.00
No
$0.00
No
2011-01-04
D/A
$1,123,090.00
No
$0.00
No
2010-10-13
D
$351,000.00
Yes
$0.00
No
2009-10-13
D/A
$1,215,735.00
No
$0.00
No
2009-06-12
D
$1,600,000.00
Yes
$0.00
No