Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MATHESON SECURITIES L.L.C.
137636
N/A
NONE
MATHESON SECURITIES, LLC
137636
N/A
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-01-13
D/A
$1,385,640.00
Yes
$0.00
No
2010-12-02
D/A
$1,216,170.00
Yes
$0.00
No
2010-10-12
D/A
$1,054,530.00
Yes
$0.00
No
2010-07-23
D/A
$774,990.00
Yes
$0.00
No
2010-07-21
D/A
$524,507.00
Yes
$0.00
No
2010-05-13
D/A
$276,287.00
Yes
$0.00
No
2010-05-07
D/A
$503,280.00
Yes
$0.00
No
2010-04-14
D/A
$172,850.00
Yes
$0.00
No
2010-03-23
D/A
$340,020.00
Yes
$0.00
No