Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

AUSDAL FINANCIAL PARTNERS, INC.
7995
PAUL A. SWEAS
1376081
AUSDAL FINANCIAL PARTNERS
7995
PAUL SWEAS
1376081
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-07-25
D
$414,000.00
Yes
$0.00
No
2011-03-25
D/A
$1,400,000.00
Yes
$0.00
No
$1,400,000 REPRESENTS AN ESTIMATE OF TOTAL SALES COMMISSIONS IF OFFERING IS FULLY SUBSCRIBED
2010-06-02
D
$238,400.00
Yes
$0.00
No
$238,400 BASED UPON 8.00% FEE PAYABLE ON INVESTMENTS OF $2,980,000