Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CDK FINANCIAL SERVICES, LLC
124333
THOMAS W. KEESEE
1375812
CDK FINANCIAL SERVICES LLC
12433
THOMAS W. KEESEE
1375812
CDK FINANCIAL SERVICES LLC
124333
THOMAS W. KEESEE
1375812
CDK FINANCIAL SERVICES LLC
12433
THOMAS W. KEESEE
1375812
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-07-08
D/A
$0.00
No
$0.00
No
2026-02-26
D/A
$0.00
No
$0.00
No
2025-07-09
D/A
$0.00
No
$0.00
No
2025-02-27
D/A
$0.00
No
$0.00
No
2024-07-12
D/A
$0.00
No
$0.00
No
2024-07-12
D/A
$0.00
No
$0.00
No
2023-07-12
D/A
$0.00
No
$0.00
No
2023-07-12
D/A
$0.00
No
$0.00
No
2022-07-13
D/A
$0.00
No
$0.00
No
2022-07-12
D/A
$0.00
No
$0.00
No
2022-07-12
D/A
$0.00
No
$0.00
No
2022-07-12
D/A
$0.00
No
$0.00
No
2021-07-15
D/A
$0.00
No
$0.00
No
2021-07-15
D/A
$0.00
No
$0.00
No
2021-07-15
D/A
$0.00
No
$0.00
No
2021-07-15
D/A
$0.00
No
$0.00
No
2020-07-16
D/A
$0.00
No
$0.00
No
2020-07-16
D/A
$0.00
No
$0.00
No
2020-07-16
D/A
$0.00
No
$0.00
No
2020-07-16
D/A
$0.00
No
$0.00
No
2019-06-19
D/A
$0.00
No
$0.00
No
2019-06-19
D/A
$0.00
No
$0.00
No
2019-06-19
D/A
$0.00
No
$0.00
No
2019-06-19
D/A
$0.00
No
$0.00
No
2018-06-19
D/A
$0.00
No
$0.00
No
2018-06-19
D/A
$0.00
No
$0.00
No
2018-06-19
D/A
$0.00
No
$0.00
No
2018-06-19
D/A
$0.00
No
$0.00
No
2017-06-19
D/A
$0.00
No
$0.00
No
2017-06-19
D/A
$0.00
No
$0.00
No
2017-06-19
D/A
$0.00
No
$0.00
No
2017-06-16
D/A
$0.00
No
$0.00
No
2016-04-20
D/A
$0.00
No
$0.00
No
2016-04-20
D/A
$0.00
No
$0.00
No
2016-04-20
D/A
$0.00
No
$0.00
No
2016-04-20
D/A
$0.00
No
$0.00
No
2016-04-20
D/A
$0.00
No
$0.00
No
2015-04-10
D/A
$0.00
No
$0.00
No
2015-04-10
D/A
$0.00
No
$0.00
No
2015-04-10
D/A
$0.00
No
$0.00
No
2015-04-10
D/A
$0.00
No
$0.00
No
2015-04-10
D/A
$0.00
No
$0.00
No
2014-04-10
D/A
$0.00
No
$0.00
No
2014-04-10
D/A
$0.00
No
$0.00
No
2014-04-10
D/A
$0.00
No
$0.00
No
2014-04-10
D/A
$0.00
No
$0.00
No
2014-04-10
D/A
$0.00
No
$0.00
No
2014-04-10
D/A
$0.00
No
$0.00
No
2013-04-11
D/A
$0.00
No
$0.00
No
2013-04-11
D/A
$0.00
No
$0.00
No
2013-04-11
D/A
$0.00
No
$0.00
No
2013-04-11
D/A
$0.00
No
$0.00
No
2013-04-11
D/A
$0.00
No
$0.00
No
2013-04-11
D/A
$0.00
No
$0.00
No
2012-04-10
D/A
$0.00
No
$0.00
No
2012-04-10
D/A
$0.00
No
$0.00
No
2012-04-10
D/A
$0.00
No
$0.00
No
2012-04-10
D/A
$0.00
No
$0.00
No
2012-04-10
D/A
$0.00
No
$0.00
No
2012-04-10
D/A
$0.00
No
$0.00
No