Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

H. BECK INC.
1763
RICHARD SOENNICHSEN
1369108
H. BECK INC.
1763
RICHARD SOENNICHSEN
1369108
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-06-13
D/A
$2,422,311.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2016-01-15
D/A
$3,836,725.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2015-01-20
D/A
$1,565,330.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.