Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MILLER CAPITAL MARKETS, LLC
136077
CHRISTIAN MILAN WOLFORD
3128305
Companies
Company Name
ZUVO WATER, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2009-11-13
D
$326,881.00
Yes
$0.00
No
REPRESENTS THE MAXIMUM AMOUNT OF SALES COMMISSION ON THE REMAINDER OF UNITS TO BE SOLD. THE PLACEMENT AGENT MAY ALSO RECEIVE INCENTIVE UNITS OF THE ISSUER AS COMMISSION FOR ITS SERVICES.
2009-05-06
D
$21,000.00
No
$0.00
No
THE AMOUNT LISTED IS THE SALES COMMISSIONS OWED TO THE ISSUER-S PLACEMENT AGENT FOR SALES TO DATE. THE PLACEMENT AGENT WILL ALSO RECEIVE INCENTIVE UNITS OF THE ISSUER AS COMMISSION FOR ITS SERVICES.