Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DEMPSEY LORD SMITH, LLC
141238
JOHN LORD
1352023
DEMPSEY LORD SMITH, LLC
141238
JOHN H. LORD
1352023
DEMPSEY LORD SMITH, LLC
141238
JOHN H. LORD
1352023
DEMPSEY LORD SMITH, LLC
141238
JOHN H LORD
1352023
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-12-30
D/A
$398,795.00
Yes
$0.00
Yes
2015-01-02
D/A
$124,000.00
No
$0.00
No
2014-01-10
D/A
$243,138.00
Yes
$0.00
No
2014-01-08
D
$151,506.00
Yes
$0.00
No
2014-01-08
D/A
$151,506.00
Yes
$0.00
No
2014-01-08
D/A
$231,465.00
Yes
$0.00
No
2014-01-08
D
$231,465.00
Yes
$0.00
No
2010-08-04
D
$285,000.00
No
$0.00
No