Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ULLICO INVESTMENT COMPANY, INC.
135195
MICHAEL PISTNER
2932182
ULLICO INVESTMENT COMPANY, INC.
135195
DONALD COURTRIGHT
4949854
ULLICO INVESTMENT COMPANY
135195
PISTNER, MICHAEL LUNDBERG
2932182
ULLICO INVESTMENT COMPANY
135195
MAHONEY, MICHAEL JAMES
1014942
ULLICO INVESTMENT COMPANY
135195
COURTRIGHT, DONALD THOMAS
4949854
ULLICO INVESTMENT COMPANY
135195
MEISTER, KENNETH JOSEPH
4949899
ULLICO INVESTMENT COMPANY
135195
PESTNER, MICHAEL LUNDBERG
2932182
NONE
NONE
ULLICO INVESTMENT COMPANY, INC.
135195
ULLICO INVESTMENT COMPANY, INC.
135195
GOETZ GRIFFIN PATRICK
5830895
ULLICO INVESTMENT COMPANY, INC.
135195
MAHONEY MICHAEL JAMES
1014942
ULLICO INVESTMENT COMPANY, INC.
135195
MEISTER KENNETH JOSEPH
4949899
ULLICO INVESTMENT COMPANY
135195
PISTNER MICHAEL LUNDBERG
2932182
ULLICO INVESTMENT COMPANY
135195
COURTRIGHT DONALD THOMAS
4949854
ULLICO INVESTMENT COMPANY, INC.
135195
PISTNER, MICHAEL
2932182
ULLICO INVESTMENT COMPANY, INC.
135195
NISSON, DEBORAH
5764373
ULLICO INVESTMENT COMPANY, INC.
135195
HOWE, LUKE
5779141
ULLICO INVESTMENT COMPANY, INC.
135195
NORKUS, MICHAEL
5964441
ULLICO INVESTMENT COMPANY, INC.
135195
GOETZ, GRIFFIN
5830895
ULLICO INVESTMENT COMPANY, INC.
135195
HOWE, LUKE
5779141
ULLICO INVESTMENT COMPANY, INC.
135195
COURTRIGHT, DONALD
4949854
ULLICO INVESTMENT COMPANY, INC.
135195
HOWE, LUKE
5779141
ULLICO INVESTMENT COMPANY, INC.
135195
COURTRIGHT, DONALD
4949854
ULLICO INVESTMENT COMPANY, INC.
135195
COURTRIGHT, DON
4949854
ULLICO INVESTMENT COMPANY, INC.
135195
PISTNER, MICHAEL
2932182
ULLICO INVESTMENT COMPANY, INC.
135195
NISSON, DEBORAH
5764373
ULLICO INVESTMENT COMPANY, INC.
135195
NORKUS, MICHAEL
5964441
ULLICO INVESTMENT COMPANY, INC.
135195
GOETZ, GRIFFIN
5830895
ULLICO INVESTMENT COMPANY, INC.
135195
PISTNER, MICHAEL
2932182
ULLICO INVESTMENT COMPANY, INC.
135195
NISSON, DEBORAH
5764373
ULLICO INVESTMENT COMPANY, INC.
135195
NORKUS, MICHAEL
5964441
ULLICO INVESTMENT COMPANY, INC.
135195
GOETZ, GRIFFIN
5830895
ULLICO INVESTMENT COMPANY, INC.
135195
WILKINSON, NEAL ALLEN
4033875
ULLICO INVESTMENT COMPANY, LLC
135195
NORKUS, MICHAEL JOHN
5964441
ULLICO INVESTMENT COMPANY, LLC
135195
HOWE, LUKE
5779141
ULLICO INVESTMENT COMPANY, LLC
135195
WHITE, PATRICK
4344341
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-29
D/A
$339,026.00
Yes
$0.00
No
2025-12-29
D/A
$344,685.00
Yes
$0.00
No
2025-12-29
D/A
$4,815,710.00
Yes
$0.00
No
2025-12-29
D/A
$10,468,488.00
Yes
$0.00
No
2025-12-29
D/A
$29,019,458.00
Yes
$0.00
No
2025-12-29
D/A
$356,000.00
Yes
$0.00
No
2025-12-29
D/A
$721,600.00
Yes
$0.00
No
2025-12-18
D/A
$17,429.00
Yes
$0.00
No
2024-12-27
D/A
$9,448,416.00
Yes
$0.00
No
2024-12-27
D/A
$339,026.00
Yes
$0.00
No
2024-12-27
D/A
$273,015.00
Yes
$0.00
No
2024-12-27
D/A
$4,761,382.00
Yes
$0.00
No
2024-12-27
D/A
$27,189,158.00
Yes
$0.00
No
2024-12-27
D/A
$17,069.00
Yes
$0.00
No
2024-12-27
D/A
$250,000.00
Yes
$0.00
No
2024-12-27
D/A
$356,000.00
Yes
$0.00
No
2024-08-07
D/A
$250,000.00
Yes
$0.00
No
2023-12-22
D/A
$9,448,416.00
Yes
$0.00
No
2023-12-22
D/A
$168,925.00
Yes
$0.00
No
2023-12-22
D/A
$339,026.00
Yes
$0.00
No
2023-12-22
D/A
$4,700,602.00
Yes
$0.00
No
2023-12-22
D/A
$25,777,358.00
Yes
$0.00
No
2023-12-22
D/A
$356,000.00
Yes
$0.00
No
2023-12-22
D/A
$11,220.00
Yes
$0.00
No
2022-10-04
D/A
$167,675.00
Yes
$0.00
No
2022-10-04
D/A
$4,521,890.00
Yes
$0.00
No
2022-10-04
D/A
$7,842,296.00
Yes
$0.00
No
2022-10-04
D/A
$285,000.00
Yes
$0.00
No
2022-10-04
D/A
$17,834,350.00
Yes
$0.00
No
2022-10-04
D/A
$3,480.00
No
$0.00
No
2022-10-04
D/A
$356,000.00
Yes
$0.00
No
2021-09-15
D/A
$7,736,750.00
Yes
$0.00
No
2021-09-15
D/A
$285,000.00
Yes
$0.00
No
2021-09-15
D/A
$13,165,000.00
Yes
$0.00
No
2021-09-14
D/A
$1,475.00
Yes
$0.00
No
2021-09-14
D/A
$441,940.00
Yes
$0.00
No
2021-09-14
D/A
$356,000.00
Yes
$0.00
No
2020-07-31
D/A
$5,600,000.00
Yes
$0.00
No
2020-07-31
D/A
$285,000.00
Yes
$0.00
No
2020-07-31
D/A
$415,000.00
Yes
$0.00
No
2020-07-31
D/A
$12,500,000.00
Yes
$0.00
No
2020-07-31
D/A
$356,000.00
Yes
$0.00
No
2019-08-30
D/A
$11,500.00
Yes
$0.00
No
2019-08-30
D/A
$365,000.00
Yes
$0.00
No
2019-08-30
D/A
$1,000,000.00
Yes
$0.00
No
2019-08-30
D/A
$285,000.00
Yes
$0.00
No
2019-08-30
D/A
$8,500,000.00
Yes
$0.00
No
2019-08-30
D/A
$356,000.00
Yes
$0.00
No
2019-08-30
D/A
$12,500.00
Yes
$0.00
No
2018-08-16
D/A
$175,000.00
Yes
$0.00
No
2018-08-16
D/A
$160,000.00
Yes
$0.00
No
2018-08-16
D/A
$250,000.00
Yes
$0.00
No
2018-08-16
D/A
$3,300,000.00
Yes
$0.00
No
2018-08-16
D/A
$356,000.00
Yes
$0.00
No
2017-07-19
D/A
$400,000.00
Yes
$0.00
No
2017-07-19
D/A
$105,000.00
Yes
$0.00
No
2017-07-19
D/A
$250,000.00
Yes
$0.00
No
2017-07-19
D/A
$3,200,000.00
Yes
$0.00
No
2017-07-19
D/A
$356,000.00
Yes
$0.00
No
2016-07-21
D/A
$136,000.00
Yes
$0.00
No
2016-07-21
D/A
$350,000.00
Yes
$0.00
No
2016-07-21
D/A
$90,000.00
Yes
$0.00
No
2016-07-21
D/A
$2,794,000.00
Yes
$0.00
No
2016-07-21
D/A
$352,000.00
Yes
$0.00
No
2015-04-24
D/A
$146,000.00
Yes
$0.00
No
2015-04-24
D/A
$36,000.00
Yes
$0.00
No
2015-04-24
D/A
$0.00
No
$0.00
No
2015-04-24
D/A
$0.00
Yes
$0.00
No
2015-04-24
D/A
$1,127,000.00
Yes
$0.00
No
2014-01-14
D/A
$567,000.00
Yes
$0.00
No
2014-01-14
D/A
$600,000.00
Yes
$0.00
No
2014-01-14
D/A
$250,000.00
Yes
$0.00
No
2014-01-14
D/A
$400,000.00
Yes
$0.00
No
2014-01-14
D/A
$0.00
No
$0.00
No
2014-01-14
D/A
$1,650,000.00
Yes
$0.00
No
2013-03-28
D/A
$500,000.00
Yes
$0.00
No
2013-03-28
D/A
$154,000.00
Yes
$0.00
No
2013-03-28
D/A
$350,000.00
Yes
$0.00
No
2013-03-28
D/A
$1,500,000.00
Yes
$0.00
No
2013-03-28
D/A
$250,000.00
Yes
$0.00
No
2013-03-21
D
$0.00
No
$0.00
No
2012-07-26
D
$100,000.00
Yes
$0.00
No
2012-07-25
D
$1,500,000.00
Yes
$0.00
No
2012-07-25
D
$500,000.00
Yes
$0.00
No
2011-07-29
D/A
$350,000.00
Yes
$0.00
No
2011-07-27
D/A
$500,000.00
Yes
$0.00
No
2011-07-27
D/A
$1,500,000.00
Yes
$0.00
No
2011-07-27
D/A
$100,000.00
Yes
$0.00
No
2010-06-03
D/A
$750,000.00
Yes
$0.00
No
2009-12-04
D
$600,000.00
Yes
$0.00
No
2009-12-04
D
$240,000.00
Yes
$0.00
No
2009-06-23
D
$22,500.00
Yes
$0.00
No