Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
FLASHFUNDERS SECURITIES, LLC
134742
NONE
NONE
FINTECH CLEARING, LLC
134742
FINTECH CLEARING, LLC
134742
KEITH C. MOORE
5191450
FINTECH CLEARING, LLC
134742
EDWARD E. FERNANDEZ
2956661
NONE
NONE
FINTECH CLEARING, LLC
134742
SUTTER SECURITIES CLEARING, LLC
134742
BOUSTEAD SECURITIES LLC
141391
SUTTER SECURITIES
134742
NONE
NONE
NONE
NONE
SUTTER SECURITIES GROUP
134742
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-12-22
D/A
$0.00
No
$0.00
No
2023-12-21
D
$0.00
No
$0.00
No
2021-11-18
D
$71,208.00
No
$0.00
No
IN ADDITION, THE COMPANY PAID A $25,000 CASH ADVISORY FEE AND ISSUED PLACEMENT AGENT WARRANTS TO PURCHASE 8% OF (I) THE SERIES B SHARES SOLD TO INVESTORS AND (II) SERIES B SHARES UNDERLYING THE INVESTOR WARRANTS
2021-07-20
D/A
$135,000.00
Yes
$0.00
No
2021-02-02
D
$98,000.00
No
$0.00
No
IN ADDITION, THE COMPANY PAID A $25,000 CASH ADVISORY FEE AND ISSUED PLACEMENT AGENT WARRANTS TO PURCHASE SHARES OF SERIES SEED PREFERRED STOCK INITIALLY EXERCISABLE FOR 8% OF THE SHARES ISSUED IN THE OFFERING.
2020-07-20
D
$50,000.00
No
$0.00
No
2018-05-16
D
$480,000.00
No
$0.00
No
THE SALES COMMISSIONS ARE BASED ON TOTAL OFFERING AMOUNT BEING RAISED.
2017-12-14
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-22
D/A
$2,751,023.00
Yes
$0.00
No
2017-11-17
D
$240,000.00
Yes
$0.00
No
2017-11-03
D/A
$2,751,023.00
Yes
$0.00
No
2017-10-18
D/A
$2,751,023.00
Yes
$0.00
No
2017-10-06
D
$50,000.00
Yes
$0.00
No
2017-09-28
D/A
$2,751,023.00
Yes
$0.00
No
2017-09-20
D/A
$2,751,023.00
Yes
$0.00
No
2017-05-31
D
$5,000.00
Yes
$0.00
No
2015-08-04
D
$0.00
No
$0.00
No
2015-06-16
D
$0.00
No
$0.00
No
2015-06-08
D
$0.00
No
$0.00
No
2015-06-04
D
$0.00
No
$0.00
No
2015-04-20
D/A
$0.00
Yes
$0.00
No
FLASHFUNDERS SECURITIES, LLC RECEIVES A RIGHT OF FIRST REFUSAL UP TO THE NUMBER EQUAL TO TEN PERCENT OF THE AMOUNT OF SECURITIES SOLD IN THE NEXT QUALIFIED FINANCING.
2015-03-25
D/A
$0.00
Yes
$0.00
No
FLASHFUNDERS SECURITIES, LLC RECEIVES A RIGHT OF FIRST REFUSAL UP TO THE NUMBER EQUAL TO TEN PERCENT OF THE AMOUNT OF SECURITIES SOLD IN THE NEXT QUALIFIED FINANCING.
2015-03-17
D
$0.00
Yes
$0.00
No
FLASHFUNDERS SECURITIES, LLC RECEIVES A RIGHT OF FIRST REFUSAL UP TO THE NUMBER EQUAL TO TEN PERCENT OF THE AMOUNT OF SECURITIES SOLD IN THE NEXT QUALIFIED FINANCING.
2015-02-20
D
$0.00
Yes
$0.00
No
FLASHFUNDERS SECURITIES, LLC RECEIVES A RIGHT OF FIRST REFUSAL UP TO THE NUMBER EQUAL TO TEN PERCENT OF THE AMOUNT OF SECURITIES SOLD IN THE NEXT QUALIFIED FINANCING.
2014-12-23
D/A
$0.00
No
$0.00
No
FLASHFUNDERS SECURITIES, LLC RECEIVES A RIGHT OF FIRST REFUSAL UP TO THE NUMBER EQUAL TO TEN PERCENT OF THE AMOUNT OF SECURITIES SOLD IN THE NEXT QUALIFIED FINANCING.
2014-12-08
D
$0.00
Yes
$0.00
No
FLASHFUNDERS SECURITIES, LLC RECEIVES A RIGHT OF FIRST REFUSAL UP TO THE NUMBER EQUAL TO TEN PERCENT OF THE AMOUNT OF SECURITIES SOLD IN THE NEXT QUALIFIED FINANCING.