Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
LAZARD CAPITAL MARKETS LLC
134736
LAZARD FRERES + CO. LLC
2528
NONE
NONE
LAZARD CAPITAL MARKETS, LLC
134736
LAZARD CAPITAL MARKETS LLC
134736
LAZARD CAPITAL MARKETS LLC
134736
NONE
NONE
LAZARD CAPITAL MARKETS LLC
134736
NONE
NONE
LAZARD CAPITAL MARKETS LLC
134736
NONE
NONE
LAZARD CAPITAL MARKETS LLC
134736
LAZARD CAPITAL MARKETS, LLC
134736
LAZARD CAPITAL MARKETS, LLC
134736
NONE
NONE
LAZARD CAPITAL MARKETS LLC
134736
LAZARD CAPITAL MARKETS LLC
134736
LAZARD FRERES + CO. LLC
2528
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$522,873.00
No
$0.00
No
(1) LAZARD CAPITAL MARKETS, LLC - $439,141.21,
(2) SUNTRUST ROBINSON HUMPHREY, INC. - $83,731.65
D
$100,000.00
No
$0.00
No
IN CONSIDERATION OF PLACEMENT AGENT SERVICES PROVIDED TO THE ISSUER IN CONNECTION WITH THE OFFERING (EXCLUDES EXPENSES).
D/A
$480,375.00
Yes
$0.00
No
IN CONSIDERATION OF PLACEMENT AGENT SERVICES PROVIDED TO THE ISSUER IN CONNECTION WITH THE OFFERING (EXCLUDES EXPENSES).
D
$480,375.00
Yes
$0.00
No
IN CONSIDERATION OF PLACEMENT AGENT SERVICES PROVIDED TO THE ISSUER IN CONNECTION WITH THE OFFERING (EXCLUDES EXPENSES).
D
$650,000.00
Yes
$0.00
No
ALSO REIMBURSED LAZARD CAPITAL MARKETS, LLC $50,000 FOR EXPENSES RELATED TO THE OFFERING.
D
$988,015.00
No
$0.00
No
THE COMPANY HAS PAID AN AGGREGATE OF $988,014.67 IN SALES COMMISSIONS. UP TO AN ADDITIONAL $451,741.14 WILL BE PAID, ASSUMING ALL OF THE OPTIONS ARE EXERCISED IN FULL.
D
$2,450,000.00
Yes
$0.00
No
IN CONSIDERATION OF PLACEMENT AGENT SERVICES PROVIDED TO THE ISSUER IN CONNECTION WITH THE OFFERING.
