Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KMS FINANCIAL SERVICES, INC.
3866
JONATHAN A BARWICK
1347131
KMS FINANCIAL SERVICES, INC
3866
JON A BARWICK
1347131
NONE
NONE
JON A BARWICK
1347131
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-11-02
D/A
$0.00
No
$1,312.00
Yes
2015-06-16
D/A
$0.00
No
$7,774.00
Yes
2014-06-25
D
$0.00
No
$16,625.00
Yes
2013-06-24
D/A
$4,000.00
Yes
$0.00
No
2012-06-27
D
$4,000.00
Yes
$0.00
No
2011-07-21
D/A
$5,000.00
Yes
$0.00
No
2010-06-24
D/A
$5,000.00
Yes
$0.00
No
2010-02-16
D/A
$0.00
No
$10,594.00
Yes
FINDERS FEE PAID TO KMS FINANCIAL FOR J A BARWICK.
2009-03-19
D
$0.00
No
$15,170.00
No
FINDERS FEE PAID TO KMS FINANCIAL FOR J A BARWICK.