Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TAGLICH BROTHERS, INC.
1343730
MICHAEL N. TAGLICH
1343730
TAGLICH BROTHERS, INC.
1343730
MICHAEL N. TAGLICH
1343730
TAGLICH BROTHERS, INC.
29102
MICHAEL N. TAGLICH
1343730
TAGLICH BROTHERS, INC.
29102
MICHAEL N. TAGLICH
1343730
TAGLICH BROTHERS, INC.
29102
MICHAEL N. TAGLICH
1343730
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$644,520.00
No
$0.00
No
D
$146,320.00
No
$0.00
No
D/A
$1,687,880.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE WARRANTS TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D
$374,800.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE WARRANTS TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D
$218,160.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE WARRANTS TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D
$289,200.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE WARRANTS TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D/A
$343,200.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE A WARRANT TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D
$130,400.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE A WARRANT TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D/A
$315,620.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE A WARRANT TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D
$148,240.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE A WARRANT TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PREFERRED STOCK ARE CONVERTIBLE.
D
$316,256.00
Yes
$0.00
No
IF CERTAIN CONDITIONS ARE MET, TAGLICH BROTHERS, INC. WILL RECEIVE A WARRANT TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE PARTICIPATING SECURED NOTES ARE CONVERTED OR EXCHANGED.
D/A
$120,000.00
Yes
$0.00
No
TAGLICH WILL RECEIVE A WARRANT TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE SERIES D NOTES ARE CONVERTIBLE.
D/A
$120,000.00
Yes
$0.00
No
TAGLICH WILL RECEIVE A WARRANT TO PURCHASE 10% OF THE NUMBER OF SHARES OF COMMON STOCK INTO WHICH THE SERIES D NOTES ARE CONVERTIBLE.
D/A
$120,000.00
Yes
$0.00
No
BROKER WILL ALSO RECEIVE A WARRANT TO PURCHASE 10% OF THE SHARES INTO WHICH THE SERIES D NOTES SOLD BY TAGLICH ARE CONVERTIBLE.
D/A
$120,000.00
Yes
$0.00
No
BROKER WILL ALSO RECEIVE A WARRANT TO PURCHASE 10% OF THE SHARES INTO WHICH THE SERIES D NOTES SOLD BY TAGLICH ARE CONVERTIBLE.
D/A
$120,000.00
Yes
$0.00
No
D/A
$268,000.00
Yes
$0.00
No
D/A
$240,000.00
No
$0.00
No
D/A
$240,000.00
No
$0.00
No
D
$80,000.00
No
$0.00
No
D/A
$80,000.00
No
$0.00
No
D/A
$100,000.00
No
$0.00
No