Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
134139
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
134139
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
134139
NONE
NONE
CAMBRIDGE INVESTMENT RESEARCH INC.
134139
CAMBRIDGE INVESTMENT RESEARCH, INC.
134139
CHET TEICHMAN
4221240
CAMBRIDGE INVESTMENT RESEARCH, INC.
134139
TIM RANDLE
4527059
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-10-17
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%.
2024-07-03
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF 2%; SALES COMMISSION UP TO 7%; DUE DILIGENCE FEE OF 0.5%; AND MARKETING EXPENSE FEE OF 0.5%
2016-08-25
D/A
$1,220,800.00
Yes
$0.00
No
2013-04-17
D/A
$625,000.00
No
$0.00
No
2013-04-01
D
$625,000.00
No
$0.00
No