Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FSC SECURITIES CORPORATION
7461
MARIJO DLUZAK
1338859
FSC SECURITIES CORPORATION
7461
MARIJO DLUZAK
1338859
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-06-24
D/A
$3,266,700.00
Yes
$0.00
No
2019-03-18
D/A
$3,266,700.00
Yes
$0.00
No
2018-12-11
D/A
$3,266,700.00
Yes
$0.00
No
2018-10-23
D/A
$3,266,700.00
Yes
$0.00
No
2016-01-26
D/A
$2,458,122.00
Yes
$0.00
Yes
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.
2016-01-12
D/A
$1,785,416.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.