Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BROOKSTONE SECURITIES INC
13366
GEORGE HJORTH
2209607
BROOKSTONE SECURITIES
13366
BROOKSTONE SECURITIES
13366
BROOKSTONE SECURITES
13366
BLAIR C. MIELKE
1878222
BROOKSTONE SECURITIES
13366
FREDERICK W. SHULTZ
5239977
BROOKSTONE SECURITIES
13366
DANNY WOOSLEY
4379663
NONE
NONE
BROOKSTONE SECURITIES, INC.
13366
BROOKSTONE SECURTITIES, INC.
13366
HJORTH, GEORGE
2209607
BROOKSTONE SECURITIES INC.
13366
KENDRICK, DANIEL E.
1832435
NONE
NONE
BROOKSTONE SECURITIES
13366
BROOKSTONE SECURITIES, INC
13366
BROOKSTONE SECURITIES, INC
13366
BROOKSTONE SECURITIES, INC.
13366
RUSSELL E. FIEGER
4122326
BROOKSTONE SECURITIES, INC.
13366
TIMOTHY JOHN STEARNS
2504340
NONE
NONE
BROOKSTONE SECURITIES, INC.
13366
BROOKSTONE SECURITIES, INC.
13366
TIMOTHY JOHN STEARNS
2504340
BROOKSTONE SECURITIES, INC.
13366
BROOKSTONE SECURITIES, INC.
13366
NONE
NONE
BROOKSTONE SECURITIES
13366
BROOKSTONE SECURITIES INC.
13366
MARK UPCHURCH
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-10
D/A
$0.00
No
$0.00
No
2025-11-10
D/A
$0.00
No
$0.00
No
2024-11-12
D/A
$0.00
No
$0.00
No
2024-11-12
D/A
$0.00
No
$0.00
No
2023-11-14
D/A
$0.00
No
$0.00
No
2023-11-14
D/A
$0.00
No
$0.00
No
2022-11-16
D/A
$0.00
No
$0.00
No
2022-11-16
D/A
$0.00
No
$0.00
No
2021-11-22
D/A
$0.00
No
$0.00
No
2021-11-22
D/A
$0.00
No
$0.00
No
2020-11-19
D/A
$0.00
No
$0.00
No
2020-11-19
D/A
$0.00
No
$0.00
No
2019-11-20
D/A
$0.00
No
$0.00
No
2019-11-20
D/A
$0.00
No
$0.00
No
2018-11-20
D/A
$0.00
No
$0.00
No
2018-11-20
D/A
$0.00
No
$0.00
No
2017-11-09
D/A
$0.00
No
$0.00
No
2017-11-09
D/A
$0.00
No
$0.00
No
2016-12-01
D/A
$0.00
No
$0.00
No
2016-12-01
D/A
$0.00
No
$0.00
No
2015-12-09
D/A
$0.00
No
$0.00
No
2015-12-09
D/A
$0.00
No
$0.00
No
2014-08-28
D/A
$0.00
No
$0.00
No
2014-08-28
D/A
$0.00
No
$0.00
No
2014-05-15
D/A
$0.00
No
$0.00
No
2014-05-15
D/A
$0.00
No
$0.00
No
2014-05-08
D/A
$513,144.00
Yes
$0.00
No
FUND PAYS A TRAIL OF 3/4 OF 4% MANAGEMENT FEE.
2013-05-17
D/A
$0.00
No
$0.00
No
2013-05-17
D/A
$0.00
No
$0.00
No
2013-04-16
D/A
$484,583.00
Yes
$0.00
No
FUND PAYS A TRAIL OF 3/4 OF 4% MANAGEMENT FEE.
2013-04-03
D/A
$3,850,000.00
Yes
$0.00
No
2012-08-08
D/A
$519,331.00
Yes
$0.00
Yes
ASSUMING OFFERING OF $50,000,000 IS ACHIEVED, BASED ON SALES COMMISSION OF 7%.
2012-06-25
D
$833,367.00
Yes
$0.00
No
FUND PAYS A TRAIL OF 3/4 OF 4% MANAGEMENT FEE.
2012-05-29
D/A
$0.00
No
$0.00
No
2012-05-29
D/A
$0.00
No
$0.00
No
2012-05-21
D/A
$560,115.00
No
$0.00
No
2012-05-14
D
$560,115.00
No
$0.00
No
2012-01-04
D/A
$23,222.00
No
$0.00
No
2011-08-18
D/A
$10,000,000.00
Yes
$0.00
No
THIS ASSUMES THAT THE TOTAL OFFERING AMOUNT IS SOLD. ALSO, THE SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
2011-05-24
D/A
$0.00
No
$0.00
No
2011-05-24
D/A
$0.00
No
$0.00
No
2011-04-19
D/A
$833,367.00
Yes
$0.00
No
FUND PAYS A TRAIL OF 3/4 OF 4% MANAGEMENT FEE.
2011-03-16
D
$366.00
No
$0.00
No
2011-01-20
D/A
$849,133.00
Yes
$0.00
No
2011-01-20
D/A
$660,400.00
No
$0.00
No
2010-11-30
D/A
$849,133.00
Yes
$0.00
No
2010-11-18
D/A
$660,400.00
No
$0.00
No
2010-10-15
D/A
$849,133.00
Yes
$0.00
No
2010-09-17
D/A
$660,400.00
No
$0.00
No
2010-09-14
D/A
$660,400.00
No
$0.00
No
2010-07-29
D/A
$660,400.00
No
$0.00
No
2010-07-28
D/A
$849,133.00
Yes
$0.00
No
2010-07-09
D/A
$849,133.00
Yes
$0.00
No
2010-06-25
D/A
$849,133.00
Yes
$0.00
No
2010-06-16
D/A
$849,133.00
Yes
$0.00
No
2010-06-10
D/A
$0.00
No
$0.00
No
2010-06-10
D/A
$0.00
No
$0.00
No
2010-04-21
D/A
$40,000.00
No
$0.00
No
2010-03-23
D/A
$849,133.00
Yes
$0.00
No
2010-03-18
D/A
$849,133.00
Yes
$0.00
No
2010-03-17
D
$395,060.00
Yes
$0.00
No
2010-03-09
D/A
$849,133.00
Yes
$0.00
No
2010-02-23
D/A
$849,133.00
Yes
$0.00
No
2010-02-22
D/A
$849,133.00
Yes
$0.00
No
2010-02-10
D
$34,000.00
No
$0.00
No
2010-02-08
D/A
$849,133.00
Yes
$0.00
No
2010-02-02
D/A
$849,133.00
Yes
$0.00
No
2010-01-12
D/A
$849,133.00
Yes
$0.00
No
2009-12-30
D/A
$849,133.00
Yes
$0.00
No
2009-12-15
D/A
$849,133.00
Yes
$0.00
No
2009-12-15
D
$16,000.00
No
$0.00
No
2009-12-07
D/A
$849,133.00
Yes
$0.00
No
2009-11-09
D/A
$849,133.00
Yes
$0.00
No
2009-10-21
D/A
$849,133.00
Yes
$0.00
No
2009-10-13
D/A
$849,133.00
Yes
$0.00
No
2009-09-30
D/A
$849,133.00
Yes
$0.00
No
2009-09-03
D
$0.00
No
$0.00
No
NO COMMISSIONS PAID YET. COMMISSIONS ARE TO BE PAID SO LONG AS CAPITAL IS INVESTED OUT OF THE SHARE OF THE MANAGER AT A RATE OF 2% OF PROFITS ON THE CAPTIAL NOT TO EXCEED 5% OF CAPITAL INVESTED.
2009-09-03
D
$81,000.00
No
$0.00
No
2009-04-21
D/A
$1,110,965.00
Yes
$0.00
Yes