Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEXBANK SECURITIES INC
133267
NEXBANK SECURITIES INC
133267
NEXBANK SECURITIES INC.
133267
NEXBANK SECURITIES INC.
133267
NEXBANK SECURITIES, INC.
133267
N/A
NONE
NONE
NONE
NEXBANK SECURITIES, INC.
133267
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-01-24
D
$0.00
No
$0.00
No
INVESTMENT MANAGER MAY ENTER INTO ARRANGEMENTS WITH PLACEMENT AGENTS TO SOLICIT INVESTORS IN THE FUND, AND SUCH ARRANGEMENTS MAY PROVIDE FOR THE COMPENSATION OF SUCH PLACEMENT AGENTS FOR THEIR SERVICES AT INVESTMENT MANAGER-S EXPENSE.
2014-01-24
D
$0.00
No
$0.00
No
GP +/OR INVESTMENT MANAGER MAY ENTER INTO ARRANGEMENTS WITH PLACEMENT AGENTS TO SOLICIT INVESTORS IN THE FUND, AND SUCH ARRANGEMENTS MAY PROVIDE FOR THE COMPENSATION OF SUCH PLACEMENT AGENTS FOR THEIR SERVICES AT GP-S +/OR INVESTMENT MANAGER-S EXPENSE.
2012-08-14
D
$0.00
No
$0.00
No
2012-05-04
D
$0.00
No
$0.00
No
INVESTMENT MANAGER MAY ENTER INTO ARRANGEMENTS WITH PLACEMENT AGENTS TO SOLICIT INVESTORS IN THE PARTNERSHIP, AND SUCH ARRANGEMENTS MAY PROVIDE FOR THE COMPENSATION OF SUCH PLACEMENT AGENTS FOR THEIR SERVICES AT THE INVESTMENT MANAGER-S EXPENSE.
2009-04-21
D
$0.00
No
$0.00
No
2009-04-08
D/A
$0.00
No
$0.00
No