Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GFG SECURITIES, LLC
132602
NONE
NONE
GFG SECURITES, LLC
132602
NONE
NONE
GFG SECURITIES, LLC
132602
NONE
NONE
GFG SECURITIES, LLC
132602
NONE
NONE
GFG SECURITIES, LLC
132602
NONE
NONE
GFG SECURITIES, LLC
132602
N/A
00000
GFG SECURITIES, LLC
132602
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-04-15
D/A
$62,750.00
No
$0.00
No
2023-07-14
D/A
$700,075.00
No
$0.00
No
2023-04-13
D/A
$555,500.00
No
$0.00
No
2022-10-11
D/A
$419,750.00
No
$0.00
No
2022-09-06
D
$996,667.00
No
$0.00
No
2022-07-26
D/A
$388,475.00
No
$0.00
No
2022-03-14
D/A
$272,975.00
No
$0.00
No
2022-01-26
D/A
$244,975.00
No
$0.00
No
2021-12-16
D/A
$211,350.00
No
$0.00
No
2021-11-02
D/A
$153,725.00
No
$0.00
No
2021-07-21
D/A
$106,875.00
No
$0.00
No
2021-03-05
D
$2,500.00
No
$0.00
No
2019-07-11
D/A
$136,800.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2019-03-19
D/A
$95,550.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2019-02-05
D/A
$75,800.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2019-01-08
D
$75,800.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2018-07-02
D/A
$65,050.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2017-12-11
D/A
$57,800.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2017-10-16
D/A
$51,300.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2017-08-28
D/A
$42,550.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2017-06-30
D/A
$39,850.00
No
$0.00
No
SALES COMMISSIONS ARE PAYABLE TO GFG SECURITIES, LLC. DOES NOT INCLUDE SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2016-04-11
D/A
$594,100.00
No
$0.00
No
2015-12-17
D/A
$460,225.00
No
$0.00
No
2015-07-14
D/A
$399,350.00
No
$0.00
No
2015-04-30
D/A
$282,475.00
No
$0.00
No
2015-04-07
D/A
$249,975.00
No
$0.00
No