Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BREWER FINANCIAL SERVICES LLC
132558
MORE THAN 5
NONE
BREWER FINANCIAL SERVICES
132558
RICHARD BELEUTZ
2403229
BREWER FINANCIAL SERVICES
132558
BOB DOLAN
1336107
BREWER FINANCIAL SERVICES
132558
EDIP PEKTAS
4985723
BREWER FINANCIAL SERVICES, LLC
132558
MORE THAN 5
NONE
BREWER FINANCIAL SERVICES
132558
NICOLE ALEXANDER
4587370
BREWER FINANCIAL SERVICES
132558
DAVID CIRCELE
1749428
BREWER FINANCIAL SERVICES
132558
DEB DEAKIN
NONE
BREWER FINANCIAL SERVICES
132558
CRAIG GEPHART
2513498
BREWER FINANCIAL SERVICES
132558
JOEL TRZCINSKI
NONE
BREWER FINANCIAL SERVICES
132558
MICHAEL POWELL
2351898
BREWER FINANCIAL SERVICES
132558
JAMES DEAKIN
5616536
BREWER FINANCIAL SERVICES
132558
TOM ANSARA
5616250
BREWER FINANCIAL SERVICES
132558
DEB DAVIS
5616511
BREWER FINANCIAL SERVICES
132558
CATHERINE SCHONDELMAYER
5507998
BREWER FINANCIAL SERVICES, LLC
132558
MORE THAN 5
NONE
BREWER FINANCIAL SERVICES, LLC
132558
MORE THAN 5
NONE
BREWER FINANCIAL SERVICES, LLC
132558
MORE THAN 5
NONE
BREWER FINANCIAL SERVICES, LLC
132558
DANIEL B. STERN
1769600
BREWER FINANCIAL SERVICES, LLC
132558
DANIEL B. STERN
1769600
BREWER FINANCIAL SERVICES, LLC
132558
ASHER WOLMARK
2064857
BREWER FINANCIAL SERVICES, LLC
132558
WILLIAM DAVID VELLON
1954258
NONE
NONE
BREWER FINANCIAL SERVICES
132558
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-06-29
D/A
$0.00
No
$0.00
No
2011-07-21
D/A
$0.00
No
$0.00
No
2011-03-30
D/A
$0.00
No
$5,775.00
No
IN ADDITION TO THE "FINDERS- FEES", THE ISSUER WILL ISSUE A WARRANT EXERCISABLE FOR 11,038 SHARES OF SERIES B PREFERRED STOCK. THE SERIES B STOCK HAS AN EXERCISE PRICE OF $5.50 PER SHARE FOR A TOTAL OF $60,709 ONCE THE WARRANT HAS BEEN FULLY EXERCISED.
2011-01-20
D/A
$1,356,208.00
Yes
$0.00
No
2011-01-19
D/A
$747,924.00
No
$0.00
No
2010-10-27
D
$0.00
No
$5,775.00
No
2010-10-15
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END LOAD COMMISSIONS
2010-10-15
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END COMMISSIONS
2010-10-12
D/A
$800.00
No
$0.00
No
2010-10-08
D/A
$160,422.00
No
$0.00
No
2010-09-14
D/A
$1,154,928.00
No
$0.00
No
2010-06-14
D/A
$0.00
No
$0.00
No
2010-04-06
D
$127,190.00
Yes
$0.00
No
2010-02-25
D/A
$0.00
No
$0.00
No
2010-01-22
D/A
$694,608.00
No
$0.00
No
2010-01-22
D/A
$1,341,392.00
Yes
$0.00
No
2010-01-14
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END LOAD COMMISSIONS
2010-01-12
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END COMMISSIONS
2010-01-12
D/A
$0.00
No
$0.00
No
2010-01-11
D/A
$800.00
No
$0.00
No
2009-11-27
D/A
$888,461.00
No
$0.00
No
2009-10-07
D/A
$0.00
No
$0.00
No
2009-10-07
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END COMMISSIONS
2009-10-07
D/A
$0.00
No
$0.00
No
2009-09-29
D/A
$0.00
No
$0.00
No
ISSUER DOES NOT PAY FRONT END LOAD COMMISSIONS
2009-07-28
D
$0.00
No
$0.00
No
NONE TO DATE.
2009-05-08
D
$4,447,380.00
No
$0.00
No
2009-04-16
D
$0.00
No
$0.00
No