Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
LARRY HOLLINS
1324425
CV BROKERAGE, INC.
462
LAWRENCE B. HOLLIN
1324425
KILDARE CAPITAL, INC.
45796
LAWRENCE B. HOLLIN
1324425
NONE
NONE
CV BROKERAGE
1324425
NONE
NONE
CV BROKERAGE INC.
1324425
CV BROKERAGE, INC.
462
LAWRENCE BRUCE HOLLIN
1324425
CV BROKERAGE INC.
462
LAWRENCE BRUCE HOLLIN
1324425
CV BROKERAGE, INC.
462
LAWRENCE HOLLIN
1324425
CV BROKERAGE, INC
462
LAWRENCE B. HOLLIN
1324425
LAWRENCE B. HOLLIN
1324425
CV BROKERAGE INC.
462
CV BROKERAGE, INC
462
LAWRENCE B. HOLLIN
1324425
LAWRENCE HOLLIN
1324425
CV BROKERAGE INC.
462
LAWRENCE HOLLIN
1324425
SSG CAPITAL ADVISORS, LLC
150750
LARRY HOLLIN
1324425
INVICTA CAPITAL LLC
288101
INVICTA CAPITAL LLC
288101
LAWRENCE BRUCE HOLLIN
1324425
INVICTA CAPITAL, LLC
288101
LAWRENCE HOLLIN
1324425
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-10-23
D/A
$0.00
No
$0.00
No
THE ISSUERS WILL NOT PAY SALES COMMISSIONS OR FINDERS- FEES.
2023-10-23
D/A
$0.00
No
$0.00
No
THE ISSUERS WILL NOT PAY SALES COMMISSIONS OR FINDERS- FEES.
2022-09-28
D/A
$500,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
2021-11-10
D/A
$370,000.00
No
$0.00
No
THE SALES COMMISSIONS IS AN AGGREGATE FEE PAID IN RESPECT OF TWO FUNDS - THE ISSUER AND A RELATED FUND.
2019-05-07
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE.
2019-05-07
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE.
2019-04-08
D/A
$0.00
No
$0.00
No
2018-07-10
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE.
2018-05-16
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE.
2018-05-16
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED ON AN ESTABLISHED FEE SCHEDULE.
2017-12-04
D/A
$0.00
No
$0.00
No
THERE ARE NO SALES COMMISSIONS OR FINDERS- FEE EXPENSES THAT ARE PAID BY THE ISSUER.
2017-05-11
D/A
$0.00
No
$0.00
No
THERE ARE NO SALES COMMISSIONS OR FINDERS- FEE EXPENSES THAT ARE PAID BY THE ISSUER.
2017-04-26
D/A
$0.00
No
$0.00
No
THERE ARE NO SALES COMMISSIONS OR FINDERS- FEES EXPENSES IN CONNECTION WITH OFFERING.
2016-07-29
D/A
$0.00
No
$0.00
No
THERE ARE NO SALES COMMISSIONS OR FINDERS- FEES EXPENSES IN CONNECTION WITH OFFERING.
2016-07-08
D/A
$1,600,000.00
Yes
$0.00
No
2016-05-12
D
$0.00
No
$0.00
No
THERE ARE NO SALES COMMISSIONS OR FINDERS- FEES EXPENSES IN CONNECTION WITH OFFERING.
2016-01-07
D
$0.00
No
$0.00
No
AS OF THE DATE OF THIS FILING, NO SALES COMMISSIONS OR FINDERS? FEES WERE PAID OR ARE PAYABLE IN CONNECTION WITH ANY SALES ACTIVITY.
2015-09-16
D/A
$0.00
No
$150,000.00
Yes
2015-06-15
D/A
$1,406,250.00
No
$0.00
No
2015-05-12
D/A
$700,000.00
Yes
$0.00
No
2015-04-22
D/A
$500,000.00
Yes
$0.00
No
2015-04-15
D
$300,000.00
Yes
$0.00
No
2014-10-07
D/A
$0.00
No
$150,000.00
Yes
2014-06-04
D/A
$0.00
No
$0.00
No
NO SALES COMMISSIONS OR FINDERS- FEES ARE PAID BY THE ISSUER.
2014-03-13
D/A
$0.00
No
$0.00
No
2013-11-06
D/A
$0.00
No
$0.00
No
2011-07-01
D/A
$207,000.00
No
$0.00
No
2011-06-09
D
$43,750.00
Yes
$0.00
No
2011-06-01
D
$437,500.00
No
$0.00
No