Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
HUDSON CAPITAL ADVISORS BD LLC
132424
NONE
NONE
HUDSON CAPITAL ADVISORS BD LLC
132424
NONE
NONE
HUDSON CAPITAL ADVISORS BD
132424
HUDSON CAPITAL ADVISORS BD, LLC
132424
ERIC S. BAZIL
2084499
HUDSON CAPITAL ADVISORS BD LLC
132424
HUDSON CAPITAL ADVISORS BD LLC
132424
NONE
NONE
HUDSON CAPITAL ADVISORS BD LLC
132424
NONE
NONE
HUDSON CAPITAL ADVISORS BD, LLC
132424
NONE
NONE
HUDSON CAPITAL ADVISORS BD LLC
132424
HUDSON CAPITAL ADVISORS BD LLC
132424
HUDSON CAPITAL ADVISORS BD LLC
132424
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-09
D/A
$339,010.00
Yes
$0.00
Yes
2025-12-31
D/A
$0.00
No
$0.00
No
2025-10-14
D
$0.00
No
$20,000.00
No
2024-11-27
D/A
$0.00
No
$0.00
No
2024-04-19
D/A
$150,000.00
Yes
$0.00
No
2023-04-05
D/A
$0.00
Yes
$0.00
Yes
A SUCCESS FEE PAID EQUAL TO THE SUM OF (I) A PERCENTAGE OF PROFITS PAYABLE TO THE GENERAL PARTNER AND (II) A FIXED SUM OF THE MANAGEMENT FEE PAYABLE TO AN AFFILIATE OF THE GENERAL PARTNER, IN EACH CASE IN ACCORDANCE WITH THE ISSUER-S OPERATING DOCUMENT.
2022-06-01
D
$0.00
No
$4,895,900.00
Yes
INCLUDES SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2022-06-01
D
$0.00
No
$4,895,900.00
Yes
INCLUDES SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2022-06-01
D
$0.00
No
$4,895,900.00
Yes
INCLUDES SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2022-06-01
D
$0.00
No
$4,895,900.00
Yes
INCLUDES SALES COMMISSIONS ATTRIBUTABLE TO INVESTMENTS BY NON-U.S. INVESTORS PURSUANT TO REGULATION S.
2014-12-17
D/A
$900,000.00
No
$0.00
No
2014-11-20
D/A
$5,479,688.00
No
$0.00
No
INCLUDES SALES COMMISSIONS PAYABLE IN CONNECTION WITH A RELATED OFFERING BY CIM FUND VIII, L.P. (CIK: 0001565436)
2014-05-16
D/A
$750,000.00
No
$0.00
No
2014-03-13
D
$896,992.00
No
$0.00
No
2010-05-12
D
$270,000.00
Yes
$0.00
No
IN ADDITION TO CASH CONSIDERATION, A WARRANT TO PURCHASE 17,906 SHARES OF COMMON STOCK OF THE COMPANY WAS ALSO ISSUED