Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MWAM DISTRIBUTORS, LLC
132031
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-02-10
D/A
$20,094.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2010-02-10
D/A
$20,094.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-09-11
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-09-11
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-08-11
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-08-11
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-07-08
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-07-08
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-06-04
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-06-04
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-05-19
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-05-19
D/A
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (AUM) (10% OF THE MANAGEMENT FEE), 0.50% OF AUM IN OTHER CASES
2009-04-21
D
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (10% OF THE MANAGEMENT FEE)
2009-04-21
D
$0.00
Yes
$0.00
No
0.10% OF ASSETS UNDER MANAGEMENT (10% OF THE MANAGEMENT FEE)