Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
HENLEY + COMPANY LLC
131453
NONE
NONE
HENLEY + COMPANY LLC
131453
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-09-03
D/A
$80,000.00
No
$0.00
No
2014-04-10
D
$60,000.00
No
$0.00
No
SALES COMMISSIONS PAID RELATE TO TOTAL AMOUNT SOLD AS OF THE DATE OF FILING. ADDITIONAL SALES WILL BE SUBJECT TO 6% COMMISSION.