Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
RICHARD SLOGGETT
1313258
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2009-08-04
D/A
$257,651.00
Yes
$0.00
No
2009-07-22
D/A
$366,576.00
Yes
$0.00
No
2009-05-14
D/A
$91,050.00
Yes
$0.00
No
2009-05-12
D/A
$603,598.00
Yes
$0.00
No
2009-04-28
D/A
$248,714.00
Yes
$0.00
No